BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+7.61%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$941M
AUM Growth
+$101M
Cap. Flow
+$49M
Cap. Flow %
5.21%
Top 10 Hldgs %
11.69%
Holding
1,051
New
320
Increased
162
Reduced
175
Closed
250

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$13.1M
2
IMVTW
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$11.3M
3
ZAGG
ZAGG Inc Common Stock (Delaware)
ZAGG
$9.6M
4
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$9.4M
5
BABA icon
Alibaba
BABA
$7.44M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$16.5M
2
CELG
Celgene Corp
CELG
$15M
3
AABA
Altaba Inc. Common Stock
AABA
$10.1M
4
BMTX
BM Technologies, Inc.
BMTX
$9.25M
5
GCMG icon
GCM Grosvenor
GCMG
$8.1M

Sector Composition

1 Technology 16.5%
2 Healthcare 12.26%
3 Consumer Discretionary 8.18%
4 Real Estate 5.83%
5 Communication Services 5.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ABEO icon
701
Abeona Therapeutics
ABEO
$352M
$33K ﹤0.01%
+400
New +$33K
TOTAR
702
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$32K ﹤0.01%
175,000
– –
TOVX icon
703
Theriva Biologics
TOVX
$3.88M
$30K ﹤0.01%
240
– –
NIHD
704
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$28K ﹤0.01%
13,000
-307,209
-96% -$662K
CREX icon
705
Creative Realities
CREX
$24.6M
$27K ﹤0.01%
5,949
-751
-11% -$3.41K
PAACR
706
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
$26K ﹤0.01%
125,000
– –
MEIP icon
707
MEI Pharma
MEIP
$139M
$25K ﹤0.01%
+500
New +$25K
MTNB icon
708
Matinas BioPharma
MTNB
$9.55M
$23K ﹤0.01%
+200
New +$23K
CSCI
709
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
$22K ﹤0.01%
241
-372
-61% -$34K
MRNS
710
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$22K ﹤0.01%
+2,500
New +$22K
CREXW
711
DELISTED
Creative Realities, Inc. Warrant
CREXW
$19K ﹤0.01%
12,500
– –
VIRX
712
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$16K ﹤0.01%
1,392
– –
IZEA icon
713
IZEA Worldwide
IZEA
$60.7M
$15K ﹤0.01%
15,375
– –
TRIL
714
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-20,044
Closed -$6K
TDACU
715
DELISTED
Trident Acquisitions Corp. Units
TDACU
– –
-232,800
Closed -$2.46M
VTA
716
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-280,810
Closed -$3.09M
CLDR
717
DELISTED
Cloudera, Inc.
CLDR
– –
-50,499
Closed -$447K
MXIM
718
DELISTED
Maxim Integrated Products
MXIM
– –
0
– –
WRI
719
DELISTED
Weingarten Realty Investors
WRI
– –
-65,605
Closed -$1.91M
ALXN
720
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-16,037
Closed -$1.57M
ANDAU
721
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
– –
-155,000
Closed -$1.63M
PRSP
722
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-13,076
Closed -$342K
GWPH
723
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
0
– –
SINA
724
DELISTED
Sina Corp
SINA
– –
-6,467
Closed -$253K
EV
725
DELISTED
Eaton Vance Corp.
EV
– –
-4,531
Closed -$204K
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