BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
-7.85%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$988M
AUM Growth
+$46.3M
Cap. Flow
+$148M
Cap. Flow %
14.97%
Top 10 Hldgs %
17.64%
Holding
1,139
New
344
Increased
192
Reduced
140
Closed
342

Top Buys

1
AGN
Allergan plc
AGN
+$34.9M
2
PHYS icon
Sprott Physical Gold
PHYS
+$21M
3
SPPP
Sprott Physical Platinum and Palladium Trust
SPPP
+$9.93M
4
JIH
Juniper Industrial Holdings, Inc.
JIH
+$8.97M
5
TIF
Tiffany & Co.
TIF
+$8.58M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$18.8M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
+$9.4M
3
WCG
Wellcare Health Plans, Inc.
WCG
+$9.11M
4
MFAC.U
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
+$8.27M
5
THCAU
Tuscan Holdings Corp. II Unit
THCAU
+$6.68M

Sector Composition

1 Healthcare 14.78%
2 Technology 14.07%
3 Consumer Discretionary 6.2%
4 Financials 5.72%
5 Communication Services 5.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SIC
676
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$42K ﹤0.01%
20,253
-100,028
-83% -$207K
VERU icon
677
Veru
VERU
$56.6M
$41K ﹤0.01%
1,250
-1,246
-50% -$40.9K
KIN
678
DELISTED
Kindred Biosciences, Inc.
KIN
$41K ﹤0.01%
+10,200
New +$41K
FPRX
679
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$41K ﹤0.01%
+18,100
New +$41K
TLGT
680
DELISTED
Teligent, Inc
TLGT
$41K ﹤0.01%
+14,495
New +$41K
CHS
681
DELISTED
Chicos FAS, Inc.
CHS
$37K ﹤0.01%
+28,600
New +$37K
BRPAR
682
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$37K ﹤0.01%
287,077
– –
PUMP icon
683
ProPetro Holding
PUMP
$505M
$36K ﹤0.01%
+14,200
New +$36K
SRGA
684
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$35K ﹤0.01%
+680
New +$35K
OBSV
685
DELISTED
ObsEva SA Ordinary Shares
OBSV
$33K ﹤0.01%
13,821
– –
RFP
686
DELISTED
Resolute Forest Products Inc.
RFP
$32K ﹤0.01%
+25,000
New +$32K
CBIO
687
Crescent Biopharma, Inc. Common Stock
CBIO
$170M
$31K ﹤0.01%
+134
New +$31K
MEIP icon
688
MEI Pharma
MEIP
$101M
$30K ﹤0.01%
935
+435
+87% +$14K
NPKI
689
NPK International Inc.
NPKI
$899M
$29K ﹤0.01%
+32,500
New +$29K
ALDX icon
690
Aldeyra Therapeutics
ALDX
$333M
$28K ﹤0.01%
+11,500
New +$28K
HHS icon
691
Harte-Hanks
HHS
$27.4M
$24K ﹤0.01%
15,531
– –
RRD
692
DELISTED
RR Donnelley & Sons Co.
RRD
$24K ﹤0.01%
+25,000
New +$24K
XERS icon
693
Xeris Biopharma Holdings
XERS
$1.26B
$23K ﹤0.01%
11,800
-1,952
-14% -$3.81K
TOTAR
694
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$22K ﹤0.01%
200,000
+25,000
+14% +$2.75K
VATE icon
695
INNOVATE Corp
VATE
$65.3M
$20K ﹤0.01%
+1,280
New +$20K
VIRX
696
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$20K ﹤0.01%
1,392
– –
TOVX icon
697
Theriva Biologics
TOVX
$3.95M
$18K ﹤0.01%
225
-15
-6% -$1.2K
CREX icon
698
Creative Realities
CREX
$24.1M
$12K ﹤0.01%
5,311
-638
-11% -$1.44K
IZEA icon
699
IZEA Worldwide
IZEA
$63.1M
$12K ﹤0.01%
15,375
– –
CSCI
700
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
$12K ﹤0.01%
241
– –
26 27
28
29 30