BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+10.33%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$761M
AUM Growth
+$213M
Cap. Flow
+$172M
Cap. Flow %
22.55%
Top 10 Hldgs %
25.44%
Holding
905
New
283
Increased
163
Reduced
130
Closed
202

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$21M
2
CELG
Celgene Corp
CELG
+$20.4M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.8M
4
BMTX
BM Technologies, Inc.
BMTX
+$11.7M
5
FDC
First Data Corporation
FDC
+$8.87M

Top Sells

1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M
2
SHPG
Shire pic
SHPG
+$21.3M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$15.8M
4
MFAC.U
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
+$11.3M
5
KBLMU
KBL Merger Corp. IV Unit
KBLMU
+$9.9M

Sector Composition

1 Technology 15.75%
2 Healthcare 10.99%
3 Communication Services 10.81%
4 Financials 6.83%
5 Consumer Discretionary 6.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JCP
626
DELISTED
J.C. Penney Company, Inc.
JCP
$16K ﹤0.01%
10,465
-1,430
-12% -$2.19K
TRIL
627
DELISTED
Trillium Therapeutics Inc.
TRIL
$13K ﹤0.01%
20,044
– –
FPAYW
628
DELISTED
FlexShopper, Inc. Warrants
FPAYW
$13K ﹤0.01%
15,829
– –
ASNA
629
DELISTED
Ascena Retail Group, Inc.
ASNA
$12K ﹤0.01%
+578
New +$12K
FTD
630
DELISTED
FTD Companies, Inc. Common Stock
FTD
$10K ﹤0.01%
19,080
-6,360
-25% -$3.33K
KG
631
Kestrel Group, Ltd.
KG
$195M
$9K ﹤0.01%
+590
New +$9K
OCGN icon
632
Ocugen
OCGN
$322M
$3K ﹤0.01%
379
– –
SCG
633
DELISTED
Scana
SCG
– –
-33,536
Closed -$1.6M
GBNK
634
DELISTED
Guaranty Bancorp
GBNK
– –
-13,320
Closed -$276K
DISCA
635
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-169,924
Closed -$3.92M
EMKR
636
DELISTED
Emcore Corp
EMKR
– –
-2,530
Closed -$106K
ESV
637
DELISTED
Ensco Rowan plc
ESV
– –
-13,125
Closed -$187K
GRA
638
DELISTED
W.R. Grace & Co.
GRA
– –
-4,083
Closed -$265K
NSU
639
DELISTED
Nevsun Resources Ltd.
NSU
– –
-58,039
Closed -$254K
SHPG
640
DELISTED
Shire pic
SHPG
– –
-122,322
Closed -$21.3M
GOLD
641
DELISTED
Randgold Resources Ltd
GOLD
– –
-46,766
Closed -$3.88M
VXX
642
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
0
– –
BHVN
643
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
0
– –
DDMXU
644
DELISTED
DD3 Acquisition Corp. Units
DDMXU
– –
-324,250
Closed -$3.25M
PBYI icon
645
Puma Biotechnology
PBYI
$237M
– –
0
– –
PDSB icon
646
PDS Biotechnology
PDSB
$55.5M
– –
-984
Closed -$6K
PGR icon
647
Progressive
PGR
$143B
– –
-3,815
Closed -$230K
PNW icon
648
Pinnacle West Capital
PNW
$10.4B
– –
-5,855
Closed -$499K
QQQ icon
649
Invesco QQQ Trust
QQQ
$369B
– –
-3,350
Closed -$517K
RAMP icon
650
LiveRamp
RAMP
$1.79B
– –
-39,393
Closed -$1.52M
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