BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+10.33%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$761M
AUM Growth
+$213M
Cap. Flow
+$172M
Cap. Flow %
22.55%
Top 10 Hldgs %
25.44%
Holding
905
New
283
Increased
163
Reduced
130
Closed
202

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$21M
2
CELG
Celgene Corp
CELG
+$20.4M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.8M
4
BMTX
BM Technologies, Inc.
BMTX
+$11.7M
5
FDC
First Data Corporation
FDC
+$8.87M

Top Sells

1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M
2
SHPG
Shire pic
SHPG
+$21.3M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$15.8M
4
MFAC.U
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
+$11.3M
5
KBLMU
KBL Merger Corp. IV Unit
KBLMU
+$9.9M

Sector Composition

1 Technology 15.75%
2 Healthcare 10.99%
3 Communication Services 10.81%
4 Financials 6.83%
5 Consumer Discretionary 6.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IMDZ
526
DELISTED
Immune Design Corp.
IMDZ
$159K 0.02%
27,122
– –
ANDAR
527
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$158K 0.02%
+465,000
New +$158K
ARYAW
528
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
$158K 0.02%
+16,050
New +$158K
CRK icon
529
Comstock Resources
CRK
$4.55B
$155K 0.02%
22,386
-3,334
-13% -$23.1K
PFSW
530
DELISTED
PFSweb, Inc.
PFSW
$152K 0.01%
+29,268
New +$152K
KA
531
DELISTED
Kineta, Inc. Common Stock
KA
$151K 0.01%
854
+740
+649% +$131K
MBTF
532
DELISTED
MBT Financial Corporation
MBTF
$149K 0.01%
+14,905
New +$149K
EAD
533
Allspring Income Opportunities Fund
EAD
$421M
$146K 0.01%
+18,480
New +$146K
FRAN
534
DELISTED
Francesca's Holdings Corporation
FRAN
$142K 0.01%
+17,500
New +$142K
BE icon
535
Bloom Energy
BE
$14.5B
$139K 0.01%
+10,726
New +$139K
PHD
536
Pioneer Floating Rate Fund
PHD
$123M
$133K 0.01%
12,800
-13,200
-51% -$137K
NAGE
537
Niagen Bioscience, Inc. Common Stock
NAGE
$749M
$132K 0.01%
31,578
+14,058
+80% +$58.8K
MOBL
538
DELISTED
MobileIron, Inc.
MOBL
$132K 0.01%
24,170
+321
+1% +$1.75K
ROSEW
539
DELISTED
Rosehill Resources Inc.
ROSEW
$129K 0.01%
37,953
– –
IMDX
540
Insight Molecular Diagnostics Inc. Common Stock
IMDX
$87.9M
$126K 0.01%
+1,600
New +$126K
YI
541
111 Inc
YI
$51M
$126K 0.01%
+1,947
New +$126K
RFP
542
DELISTED
Resolute Forest Products Inc.
RFP
$123K 0.01%
+15,594
New +$123K
HIO
543
Western Asset High Income Opportunity Fund
HIO
$376M
$120K 0.01%
+24,771
New +$120K
MEIP icon
544
MEI Pharma
MEIP
$105M
$119K 0.01%
1,933
-1,697
-47% -$104K
SHYF
545
DELISTED
The Shyft Group
SHYF
$116K 0.01%
+13,123
New +$116K
VIA
546
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$116K 0.01%
2,609
-34
-1% -$1.51K
HHHHR
547
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
$116K 0.01%
+582,053
New +$116K
CCA
548
DELISTED
MFS California Municipal Fund
CCA
$115K 0.01%
+10,087
New +$115K
UUUU icon
549
Energy Fuels
UUUU
$2.98B
$113K 0.01%
+34,000
New +$113K
FSTX
550
DELISTED
F-star Therapeutics, Inc. Common Stock
FSTX
$113K 0.01%
2,685
– –
20 21
22
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