Barings’s Nasdaq NDAQ Stock Holding History

Barings’s Portfolio NDAQ Stock Details NDAQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-19,101	Closed	-$430K	–	890
2016 Q3	$430K	Hold	19,101	–	–	0.01%	611
2016 Q2	$412K	Sell	19,101 -86,100	-82%	-$1.84M	0.01%	691
2016 Q1	$2.33M	Hold	105,201	–	–	0.06%	248
2015 Q4	$2.04M	Hold	105,201	–	–	0.05%	282
2015 Q3	$1.87M	Buy	105,201 +52,500	+100%	+$900K	0.05%	309
2015 Q2	$857K	Buy	52,701 +25,200	+92%	+$423K	0.03%	564
2015 Q1	$467K	Hold	27,501	–	–	0.01%	711
2014 Q4	$440K	Hold	27,501	–	–	0.01%	699
2014 Q3	$389K	Hold	27,501	–	–	0.01%	729
2014 Q2	$354K	Sell	27,501 -27,600	-50%	-$337K	0.01%	788
2014 Q1	$678K	Hold	55,101	–	–	0.02%	562
2013 Q4	$731K	Buy	55,101 +28,500	+107%	+$349K	0.03%	499
2013 Q3	$285K	Sell	26,601 -8,100	-23%	-$86.6K	0.01%	777
2013 Q2	$379K	Buy	+34,701	New	+$354K	0.02%	668

Other funds holding NDAQ

Investor AB Stockholm, Sweden $14.4B AUM 4.07% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $287B AUM 42.33% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Barings's NDAQ Position: Q4 2016 in Review

Barings sold out of Nasdaq (NDAQ) in Q4 2016, closing a stake of 19,101 shares — an estimated $430K sold.

Barings first reported a position in NDAQ in Q2 2013 and held it in 14 quarters. The position peaked at $2.33M in Q1 2016. 464 funds tracked by Wall St. Rank hold NDAQ as of Q4 2016.

Barings reported no remaining Nasdaq position as of Q4 2016 after selling out during the quarter.
Barings sold 19,101 Nasdaq shares in Q4 2016, an estimated $430K.
Barings first reported a position in Nasdaq in Q2 2013 and held it in 14 quarters.
Barings's Nasdaq position peaked at $2.33M in Q1 2016.
464 funds tracked by Wall St. Rank held Nasdaq as of Q4 2016.

Based on Barings's 13F filing for Q4 2016, filed 15 Feb 2017.