BA

Bard Associates Portfolio holdings

AUM $311M
1-Year Return 62.85%
This Quarter Return
+2.9%
1 Year Return
+62.85%
3 Year Return
+144.99%
5 Year Return
+379.64%
10 Year Return
+915.58%
AUM
$215M
AUM Growth
-$5.68M
Cap. Flow
-$23.4M
Cap. Flow %
-10.87%
Top 10 Hldgs %
22.01%
Holding
188
New
1
Increased
31
Reduced
75
Closed
7

Top Buys

1
XFLT
XAI Octagon Floating Rate and Alternative Income Trust
XFLT
$1.14M
2
ATOM icon
Atomera
ATOM
$292K
3
EVA
Enviva Inc.
EVA
$14.8K
4
FTAI icon
FTAI Aviation
FTAI
$14.4K
5
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
$13.4K

Top Sells

1
SPA
Sparton
SPA
$3.05M
2
GPT
Gramercy Property Trust
GPT
$2.16M
3
MNR
Monmouth Real Estate Investment Corp
MNR
$1.64M
4
WELL icon
Welltower
WELL
$1.62M
5
GOOD
Gladstone Commercial Corp
GOOD
$1.55M

Sector Composition

1 Real Estate 18.23%
2 Industrials 13.37%
3 Technology 11.22%
4 Materials 10.58%
5 Healthcare 8.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DRIO icon
151
DarioHealth
DRIO
$24.5M
$215K 0.1%
292
– –
FMO
152
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$198K 0.09%
3,071
– –
PLPM
153
DELISTED
Planet Payment, Inc
PLPM
$193K 0.09%
45,050
– –
KMF
154
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$172K 0.08%
11,680
– –
INUV icon
155
Inuvo
INUV
$49M
$162K 0.08%
16,250
– –
AGF
156
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
$156K 0.07%
15,870
-1,800
-10% -$17.7K
EMKR
157
DELISTED
Emcore Corp
EMKR
$150K 0.07%
1,830
+80
+5% +$6.56K
TNFA
158
TNF Pharmaceuticals, Inc. Common Stock
TNFA
$6.45M
– –
0
– -$202K
ATCO
159
DELISTED
Atlas Corp.
ATCO
$125K 0.06%
17,581
-2,000
-10% -$14.2K
TIO
160
DELISTED
Tingo Group, Inc. Common Stock
TIO
$123K 0.06%
137,800
-640
-0.5% -$571
EYPT icon
161
EyePoint Pharmaceuticals
EYPT
$819M
$101K 0.05%
8,446
-560
-6% -$6.7K
HROW icon
162
Harrow
HROW
$1.34B
$98K 0.05%
60,700
-400
-0.7% -$646
MDLY
163
DELISTED
Medley Management Inc
MDLY
$92K 0.04%
1,500
– –
CECO icon
164
Ceco Environmental
CECO
$1.72B
$90K 0.04%
10,695
– –
AUY
165
DELISTED
Yamana Gold, Inc.
AUY
$80K 0.04%
30,321
-522
-2% -$1.38K
RIBT
166
DELISTED
RiceBran Technologies
RIBT
$71K 0.03%
5,438
-90
-2% -$1.18K
TOVX icon
167
Theriva Biologics
TOVX
$3.75M
$62K 0.03%
8
– –
GTE icon
168
Gran Tierra Energy
GTE
$143M
$60K 0.03%
2,613
– –
SRTS icon
169
Sensus Healthcare
SRTS
$52.3M
$60K 0.03%
12,000
-64,600
-84% -$323K
CHEK icon
170
Check-Cap
CHEK
$3.79M
$50K 0.02%
114
– –
SRTSW
171
DELISTED
Sensus Healthcare, Inc. Warrant expiring on 06/08/2020
SRTSW
– –
0
– -$1K
SDPI
172
DELISTED
Superior Drilling Products Inc.
SDPI
$30K 0.01%
37,500
– –
DRIOW
173
DELISTED
DarioHealth Corp. Warrant
DRIOW
– –
0
– -$19K
LMFAW
174
DELISTED
LM Funding America, Inc. Warrant
LMFAW
– –
0
– -$17K
RAS
175
DELISTED
RAIT Financial Trust
RAS
$10K ﹤0.01%
14,000
– –
4 5 6
7
8