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BA

Bard Associates Portfolio holdings

AUM $398M
1-Year Est. Return 54.32%
This Fund
S&P 500
This Quarter Est. Return
-3.55%
1 Year Est. Return
+54.32%
3 Year Est. Return
+200.06%
5 Year Est. Return
+225.83%
10 Year Est. Return
+1,331.15%
AUM
$296M
AUM Growth
-$9.46M
Cap. Flow
+$9.05M
Cap. Flow %
3.06%
Top 10 Hldgs %
19.65%
Holding
184
New
10
Increased
55
Reduced
49
Closed
8

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$3.61M
2
SMID icon
Smith-Midland
SMID
+$2.67M
3
MAMA icon
Mama's Creations
MAMA
+$2.56M
4
BLNE
Beeline Holdings
BLNE
+$2.1M
5
SMED
Sharps Compliance Corp
SMED
+$2M

Top Sells

Rank Stock Value
1
SHSP
SharpSpring, Inc.
SHSP
+$2.36M
2
HMLP
HOEGH LNG PARTNERS LP
HMLP
+$2.07M
3
INTZ
INTRUSION INC NEW
INTZ
+$1.9M
4
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$1.42M
5
CUBI icon
Customers Bancorp
CUBI
+$1.24M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Real Estate 15.25%
3 Materials 10.34%
4 Healthcare 10.26%
5 Industrials 9.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSWC icon
126
Capital Southwest
CSWC
$1.47B
$503K 0.17%
19,985
– –
CLFD icon
127
Clearfield
CLFD
$420M
$492K 0.17%
11,133
-225
-2% -$9.46K
LXP icon
128
LXP Industrial Trust
LXP
$3.57B
$481K 0.16%
7,542
– –
INUV icon
129
Inuvo
INUV
$15.8M
$477K 0.16%
68,150
-3,130
-4% -$24.4K
PLYM
130
DELISTED
Plymouth Industrial REIT
PLYM
$453K 0.15%
19,913
+1,840
+10% +$41.3K
FTAI icon
131
FTAI Aviation
FTAI
$21B
$449K 0.15%
20,727
– –
FUN icon
132
Cedar Fair
FUN
$1.79B
$443K 0.15%
9,551
– –
ARCC icon
133
Ares Capital
ARCC
$13.5B
$431K 0.15%
21,185
– –
BKTI icon
134
BK Technologies
BKTI
$304M
$428K 0.14%
30,300
+300
+1% +$4.66K
IIN
135
DELISTED
IntriCon Corporation
IIN
$401K 0.14%
22,095
-1,200
-5% -$25.9K
BBDC icon
136
Barings BDC
BBDC
$858M
$395K 0.13%
35,820
+6,075
+20% +$65.5K
OXLC
137
Oxford Lane Capital
OXLC
$877M
$381K 0.13%
10,569
– –
CSSE
138
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$368K 0.12%
16,100
– –
HCDIW
139
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$361K 0.12%
644,875
+500
+0.1% +$356
WHF icon
140
WhiteHorse Finance
WHF
$137M
$357K 0.12%
23,451
– –
CATX icon
141
Perspective Therapeutics
CATX
$330M
$346K 0.12%
54,820
+1,080
+2% +$7.36K
POLA icon
142
Polar Power
POLA
$6.26M
$346K 0.12%
8,914
– –
AMPG icon
143
AmpliTech
AMPG
$118M
$339K 0.11%
94,578
+2,800
+3% +$10.8K
NMFC icon
144
New Mountain Finance
NMFC
$650M
$333K 0.11%
25,013
– –
EFT
145
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$327K 0.11%
22,425
– –
TIP icon
146
iShares TIPS Bond ETF
TIP
$14.5B
$323K 0.11%
2,530
– –
SAR icon
147
Saratoga Investment
SAR
$309M
$319K 0.11%
11,095
+2,485
+29% +$68.6K
PLL
148
DELISTED
Piedmont Lithium
PLL
$305K 0.1%
5,600
– –
GLD icon
149
SPDR Gold Trust
GLD
$130B
$280K 0.09%
1,706
– –
JJSF icon
150
J&J Snack Foods
JJSF
$1.43B
$275K 0.09%
1,800
– –
4 5
6
7 8

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NC
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T2I
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THL
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MHC
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IAA
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BWM
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KHCM
Kettle Hill Capital Management New York $399M AUM 10.05% 1-Year Est. Return

Bard Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Bard Associates held 184 positions worth $296M, down 3.1% from $306M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Bard Associates deployed $9.05M of net new capital in Q3 2021, opening 10 new positions and adding to 55 existing holdings. Its largest new stake was FS KKR Capital: 163,462 shares worth $3.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was Landmark Infrastructure Partners LP Common Units, an estimated $1.42M trimmed.

  • Bard Associates's largest Q3 2021 buy was FS KKR Capital: 163,462 shares worth $3.6M.
  • Bard Associates added most to Smith-Midland in Q3 2021, an estimated $2.67M increase.
  • Bard Associates's biggest Q3 2021 reduction was Landmark Infrastructure Partners LP Common Units, cutting an estimated $1.42M.
  • Bard Associates fully exited SharpSpring, Inc. in Q3 2021, selling an estimated $2.36M.
  • Bard Associates's ten largest holdings make up 20% of its $296M portfolio in Q3 2021.
  • Bard Associates opened 10 new positions and closed 8 in Q3 2021.
  • Bard Associates's portfolio value fell 3.1% quarter-over-quarter to $296M.

Based on Bard Associates's 13F filing for Q3 2021, filed 12 Nov 2021.