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BDF

Balasa Dinverno & Foltz Portfolio holdings

AUM $1.58B
1-Year Est. Return 17.55%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
-17.55%
3 Year Est. Return
+23.2%
5 Year Est. Return
+47.16%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$212M
Cap. Flow
-$202M
Cap. Flow %
-30.66%
Top 10 Hldgs %
78.21%
Holding
194
New
16
Increased
96
Reduced
46
Closed
12

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$26.4M
2
CAS
A M Castle & Co
CAS
+$6.12M
3
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$4.6M
4
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$1.73M
5
FBIN icon
Fortune Brands Innovations
FBIN
+$1.56M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$81.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$81.1M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$59M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$22.6M
5
CWI icon
State Street SPDR MSCI ACWI ex-US ETF
CWI
+$4.05M

Sector Composition

Rank Sector Weight
1 Technology 4.39%
2 Consumer Discretionary 3.07%
3 Healthcare 2.68%
4 Financials 1.8%
5 Industrials 1.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
151
Deere & Co
DE
$164B
$218K 0.03%
2,655
-90
-3% -$7.7K
AMP icon
152
Ameriprise Financial
AMP
$49.3B
$215K 0.03%
1,746
-20
-1% -$2.45K
LMT icon
153
Lockheed Martin
LMT
$139B
$212K 0.03%
+1,159
New +$197K
ET icon
154
Energy Transfer Partners
ET
$70.9B
$209K 0.03%
+6,760
New +$198K
FNDB icon
155
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$208K 0.03%
13,113
+174
+1% +$1.69K
LLY icon
156
Eli Lilly
LLY
$1.09T
$206K 0.03%
+3,174
New +$201K
SRE icon
157
Sempra
SRE
$55.4B
$204K 0.03%
+3,876
New +$200K
MJN
158
DELISTED
Mead Johnson Nutrition Company
MJN
$203K 0.03%
+2,111
New +$200K
DTV
159
DELISTED
DIRECTV COM STK (DE)
DTV
$203K 0.03%
+2,342
New +$201K
LO
160
DELISTED
LORILLARD INC COM STK
LO
$200K 0.03%
+3,342
New +$203K
RMTI icon
161
Rockwell Medical
RMTI
$26.8M
$176K 0.03%
175
– –
AMS icon
162
American Shared Hospital Services
AMS
$10.1M
$122K 0.02%
55,500
– –
CAS
163
DELISTED
A M Castle & Co
CAS
$11K ﹤0.01%
+620,614
New +$6.12M
SWI
164
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$2K ﹤0.01%
65,000
– –
EOG icon
165
EOG Resources
EOG
$74.6B
– –
-2,000
Closed -$234K
FSS icon
166
Federal Signal
FSS
$7.74B
– –
-11,801
Closed -$173K
IWO icon
167
iShares Russell 2000 Growth ETF
IWO
$14.9B
– –
-1,512
Closed -$209K
IWS icon
168
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-2,800
Closed -$203K
PNC icon
169
PNC Financial Services
PNC
$100B
– –
-2,268
Closed -$202K
SCHC icon
170
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
– –
-6,296
Closed -$216K
VEA icon
171
Vanguard FTSE Developed Markets ETF
VEA
$236B
– –
-5,250
Closed -$224K
VIAB
172
DELISTED
Viacom Inc. Class B
VIAB
– –
-2,365
Closed -$205K
DRC
173
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-3,300
Closed -$210K
BSJE
174
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
– –
-18,124
Closed -$383K
3 4 5 6
7

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RHBC
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ACM
AlphaCrest Capital Management New York $1.64B AUM 23.4% 1-Year Est. Return
SCA
Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return
WFA
Wipfli Financial Advisors Milwaukee, Wisconsin $1.42B AUM 20.63% 1-Year Est. Return
CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return
RIG
Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return
IC
Inverness Counsel New York $1.8B AUM 9.9% 1-Year Est. Return
CCP
Corient Capital Partners Newport Beach, California $1.34B AUM 12.46% 1-Year Est. Return

Balasa Dinverno & Foltz's Q3 2014 Portfolio in Review

As of Q3 2014, Balasa Dinverno & Foltz held 194 positions worth $659M, down 24% from $872M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Balasa Dinverno & Foltz withdrew a net $202M in Q3 2014, closing 12 positions and reducing 46 holdings. Its most notable exit was GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF, an estimated $383K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Balasa Dinverno & Foltz opened a new position in iShares MSCI USA Momentum Factor ETF worth $26.6M.

  • Balasa Dinverno & Foltz's largest Q3 2014 buy was iShares MSCI USA Momentum Factor ETF: 410,440 shares worth $26.6M.
  • Balasa Dinverno & Foltz added most to Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q3 2014, an estimated $1.73M increase.
  • Balasa Dinverno & Foltz's biggest Q3 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $81.9M.
  • Balasa Dinverno & Foltz fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q3 2014, selling an estimated $383K.
  • Balasa Dinverno & Foltz's ten largest holdings make up 78% of its $659M portfolio in Q3 2014.
  • Balasa Dinverno & Foltz opened 16 new positions and closed 12 in Q3 2014.
  • Balasa Dinverno & Foltz's portfolio value fell 24% quarter-over-quarter to $659M.

Based on Balasa Dinverno & Foltz's 13F filing for Q3 2014, filed 4 Nov 2014.