We are live on ! Find out more
BDF

Balasa Dinverno & Foltz Portfolio holdings

AUM $1.58B
1-Year Est. Return 17.55%
This Fund
S&P 500
This Quarter Est. Return
+8.6%
1 Year Est. Return
-17.55%
3 Year Est. Return
+23.2%
5 Year Est. Return
+47.16%
10 Year Est. Return
–
AUM
$728M
AUM Growth
+$126M
Cap. Flow
+$69.8M
Cap. Flow %
9.59%
Top 10 Hldgs %
87.9%
Holding
161
New
17
Increased
68
Reduced
56
Closed
5

Top Buys

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$63.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$995K
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$946K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$825K
5
EQR icon
Equity Residential
EQR
+$686K

Top Sells

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$396K
2
PENN icon
PENN Entertainment
PENN
+$393K
3
ABBV icon
AbbVie
ABBV
+$272K
4
APC
Anadarko Petroleum
APC
+$232K
5
FDO
FAMILY DOLLAR STORES
FDO
+$216K

Sector Composition

Rank Sector Weight
1 Technology 3.26%
2 Consumer Discretionary 2.71%
3 Financials 1.46%
4 Healthcare 1.36%
5 Communication Services 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
126
Phillips 66
PSX
$85.7B
$231K 0.03%
+2,991
New +$200K
HPQ icon
127
HP
HPQ
$27.6B
$230K 0.03%
+18,111
New +$208K
DD icon
128
DuPont de Nemours
DD
$19.2B
$229K 0.03%
2,038
-39
-2% -$4K
HAL icon
129
Halliburton
HAL
$28B
$228K 0.03%
4,499
+86
+2% +$4.45K
MET icon
130
MetLife
MET
$61.6B
$228K 0.03%
+4,742
New +$213K
TNL icon
131
Travel + Leisure Co
TNL
$4.51B
$220K 0.03%
+6,625
New +$203K
VEA icon
132
Vanguard FTSE Developed Markets ETF
VEA
$236B
$217K 0.03%
+5,195
New +$211K
MJN
133
DELISTED
Mead Johnson Nutrition Company
MJN
$215K 0.03%
+2,572
New +$209K
TGT icon
134
Target
TGT
$69.5B
$211K 0.03%
3,342
-29
-0.9% -$1.85K
IWP icon
135
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
$210K 0.03%
+5,578
New +$225K
AMP icon
136
Ameriprise Financial
AMP
$49.4B
$204K 0.03%
+1,775
New +$183K
SCHB icon
137
Schwab US Broad Market ETF
SCHB
$44.9B
$204K 0.03%
+27,204
New +$196K
SCHC icon
138
Schwab International Small-Cap Equity ETF
SCHC
$5.64B
$201K 0.03%
+6,296
New +$198K
RMTI icon
139
Rockwell Medical
RMTI
$27.5M
$196K 0.03%
171
+26
+18% +$35.8K
AMS icon
140
American Shared Hospital Services
AMS
$10.3M
$152K 0.02%
55,000
+500
+0.9% +$1.26K
EW icon
141
Edwards Lifesciences
EW
$53.4B
– –
-18,204
Closed -$211K
PENN icon
142
PENN Entertainment
PENN
$2.56B
– –
-31,403
Closed -$393K
APC
143
DELISTED
Anadarko Petroleum
APC
– –
-2,497
Closed -$232K
FDO
144
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-2,998
Closed -$216K
DRC
145
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-3,300
Closed -$206K
2 3 4 5
6

Similar funds

RHBC
R.H. Bluestein & Co Birmingham, Michigan $1.61B AUM 7.59% 1-Year Est. Return
ACM
AlphaCrest Capital Management New York $1.64B AUM 23.4% 1-Year Est. Return
SCA
Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return
WFA
Wipfli Financial Advisors Milwaukee, Wisconsin $1.42B AUM 20.63% 1-Year Est. Return
CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return
RIG
Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return
IC
Inverness Counsel New York $1.8B AUM 9.9% 1-Year Est. Return
CCP
Corient Capital Partners Newport Beach, California $1.34B AUM 12.46% 1-Year Est. Return

Balasa Dinverno & Foltz's Q4 2013 Portfolio in Review

As of Q4 2013, Balasa Dinverno & Foltz held 161 positions worth $728M, up 21% from $602M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Balasa Dinverno & Foltz deployed $69.8M of net new capital in Q4 2013, opening 17 new positions and adding to 68 existing holdings. Its largest new stake was Vanguard Morningstar Small-Cap Growth ETF: 538,099 shares worth $65.8M.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Growth ETF, an estimated $396K trimmed.

  • Balasa Dinverno & Foltz's largest Q4 2013 buy was Vanguard Morningstar Small-Cap Growth ETF: 538,099 shares worth $65.8M.
  • Balasa Dinverno & Foltz added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $995K increase.
  • Balasa Dinverno & Foltz's biggest Q4 2013 reduction was iShares MSCI EAFE Growth ETF, cutting an estimated $396K.
  • Balasa Dinverno & Foltz fully exited PENN Entertainment in Q4 2013, selling an estimated $393K.
  • Balasa Dinverno & Foltz's ten largest holdings make up 88% of its $728M portfolio in Q4 2013.
  • Balasa Dinverno & Foltz opened 17 new positions and closed 5 in Q4 2013.
  • Balasa Dinverno & Foltz's portfolio value rose 21% quarter-over-quarter to $728M.

Based on Balasa Dinverno & Foltz's 13F filing for Q4 2013, filed 11 Feb 2014.