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BDF

Balasa Dinverno & Foltz Portfolio holdings

AUM $1.58B
1-Year Est. Return 17.55%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
-17.55%
3 Year Est. Return
+23.2%
5 Year Est. Return
+47.16%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$212M
Cap. Flow
-$202M
Cap. Flow %
-30.66%
Top 10 Hldgs %
78.21%
Holding
194
New
16
Increased
96
Reduced
46
Closed
12

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$26.4M
2
CAS
A M Castle & Co
CAS
+$6.12M
3
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$4.6M
4
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$1.73M
5
FBIN icon
Fortune Brands Innovations
FBIN
+$1.56M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$81.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$81.1M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$59M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$22.6M
5
CWI icon
State Street SPDR MSCI ACWI ex-US ETF
CWI
+$4.05M

Sector Composition

Rank Sector Weight
1 Technology 4.39%
2 Consumer Discretionary 3.07%
3 Healthcare 2.68%
4 Financials 1.8%
5 Industrials 1.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
51
SLB Ltd
SLB
$78.1B
$700K 0.11%
6,884
+40
+0.6% +$4.36K
QCOM icon
52
Qualcomm
QCOM
$172B
$694K 0.11%
9,285
-206
-2% -$15.8K
CAT icon
53
Caterpillar
CAT
$387B
$676K 0.1%
6,823
+190
+3% +$20.1K
OXY icon
54
Occidental Petroleum
OXY
$58.5B
$672K 0.1%
7,292
+177
+2% +$17K
WBA
55
DELISTED
Walgreens Boots Alliance
WBA
$652K 0.1%
11,005
-81
-0.7% -$5.31K
ALL icon
56
Allstate
ALL
$68.3B
$648K 0.1%
10,552
+97
+0.9% +$5.82K
BMY icon
57
Bristol-Myers Squibb
BMY
$133B
$629K 0.1%
12,297
+1,250
+11% +$62.4K
ABT icon
58
Abbott
ABT
$188B
$626K 0.09%
15,040
-388
-3% -$16.4K
FDX icon
59
FedEx
FDX
$76.5B
$626K 0.09%
3,877
+100
+3% +$15.2K
MMM icon
60
3M
MMM
$93.9B
$615K 0.09%
5,189
+1,265
+32% +$152K
C icon
61
Citigroup
C
$227B
$609K 0.09%
11,746
+90
+0.8% +$4.52K
ITW icon
62
Illinois Tool Works
ITW
$84.1B
$598K 0.09%
7,089
-140
-2% -$12.1K
CVS icon
63
CVS Health
CVS
$122B
$591K 0.09%
7,426
-11
-0.1% -$867
COP icon
64
ConocoPhillips
COP
$147B
$574K 0.09%
7,501
+527
+8% +$43.1K
AXP icon
65
American Express
AXP
$228B
$553K 0.08%
6,314
+60
+1% +$5.4K
IWB icon
66
iShares Russell 1000 ETF
IWB
$50.2B
$546K 0.08%
4,970
-125
-2% -$13.8K
RTX icon
67
RTX Corp
RTX
$303B
$539K 0.08%
8,105
– –
MS icon
68
Morgan Stanley
MS
$338B
$529K 0.08%
15,301
– –
SCHW
69
Charles Schwab
SCHW
$189B
$515K 0.08%
17,523
– –
UNH icon
70
UnitedHealth
UNH
$373B
$504K 0.08%
5,847
+73
+1% +$6.17K
CELG
71
DELISTED
Celgene Corp
CELG
$504K 0.08%
5,320
+20
+0.4% +$1.8K
EQR icon
72
Equity Residential
EQR
$24.6B
$487K 0.07%
7,906
+10
+0.1% +$646
HOT
73
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$486K 0.07%
5,840
+20
+0.3% +$1.65K
NOV icon
74
NOV
NOV
$7.34B
$474K 0.07%
6,229
+129
+2% +$10.7K
TWX
75
DELISTED
Time Warner Inc
TWX
$471K 0.07%
6,268
+51
+0.8% +$3.95K
1 2
3
4 5

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RHBC
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ACM
AlphaCrest Capital Management New York $1.64B AUM 23.4% 1-Year Est. Return
SCA
Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return
WFA
Wipfli Financial Advisors Milwaukee, Wisconsin $1.42B AUM 20.63% 1-Year Est. Return
CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return
RIG
Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return
IC
Inverness Counsel New York $1.8B AUM 9.9% 1-Year Est. Return
CCP
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Balasa Dinverno & Foltz's Q3 2014 Portfolio in Review

As of Q3 2014, Balasa Dinverno & Foltz held 194 positions worth $659M, down 24% from $872M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Balasa Dinverno & Foltz withdrew a net $202M in Q3 2014, closing 12 positions and reducing 46 holdings. Its most notable exit was GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF, an estimated $383K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Balasa Dinverno & Foltz opened a new position in iShares MSCI USA Momentum Factor ETF worth $26.6M.

  • Balasa Dinverno & Foltz's largest Q3 2014 buy was iShares MSCI USA Momentum Factor ETF: 410,440 shares worth $26.6M.
  • Balasa Dinverno & Foltz added most to Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q3 2014, an estimated $1.73M increase.
  • Balasa Dinverno & Foltz's biggest Q3 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $81.9M.
  • Balasa Dinverno & Foltz fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q3 2014, selling an estimated $383K.
  • Balasa Dinverno & Foltz's ten largest holdings make up 78% of its $659M portfolio in Q3 2014.
  • Balasa Dinverno & Foltz opened 16 new positions and closed 12 in Q3 2014.
  • Balasa Dinverno & Foltz's portfolio value fell 24% quarter-over-quarter to $659M.

Based on Balasa Dinverno & Foltz's 13F filing for Q3 2014, filed 4 Nov 2014.