Baker Avenue Asset Management’s First Trust Morningstar Dividend Leaders Index Fund FDL Stock Holding History

Baker Avenue Asset Management’s Portfolio FDL Stock Details FDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-14,781	Closed	-$429K	–	234
2017 Q3	$429K	Sell	14,781 -955	-6%	-$27.1K	0.05%	180
2017 Q2	$443K	Sell	15,736 -180	-1%	-$5.14K	0.06%	164
2017 Q1	$459K	Sell	15,916 -1,213	-7%	-$34.6K	0.06%	161
2016 Q4	$475K	Buy	17,129 +3	+0%	+$81	0.07%	153
2016 Q3	$467K	Buy	17,126 +1,450	+9%	+$39.7K	0.07%	148
2016 Q2	$421K	Buy	15,676 +4,381	+39%	+$114K	0.06%	144
2016 Q1	$290K	Buy	+11,295	New	+$274K	0.04%	158
2015 Q2	–	Sell	-35,802	Closed	-$833K	–	250
2015 Q1	$833K	Buy	35,802 +19,406	+118%	+$464K	0.11%	122
2014 Q4	$393K	Buy	+16,396	New	+$391K	0.05%	178

Other funds holding FDL

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Baker Avenue Asset Management's FDL Position: Q4 2017 in Review

Baker Avenue Asset Management sold out of First Trust Morningstar Dividend Leaders Index Fund (FDL) in Q4 2017, closing a stake of 14,781 shares — an estimated $429K sold.

Baker Avenue Asset Management first reported a position in FDL in Q4 2014 and held it in 9 quarters. The position peaked at $833K in Q1 2015. 158 funds tracked by Wall St. Rank hold FDL as of Q4 2017.

Baker Avenue Asset Management reported no remaining First Trust Morningstar Dividend Leaders Index Fund position as of Q4 2017 after selling out during the quarter.
Baker Avenue Asset Management sold 14,781 First Trust Morningstar Dividend Leaders Index Fund shares in Q4 2017, an estimated $429K.
Baker Avenue Asset Management first reported a position in First Trust Morningstar Dividend Leaders Index Fund in Q4 2014 and held it in 9 quarters.
Baker Avenue Asset Management's First Trust Morningstar Dividend Leaders Index Fund position peaked at $833K in Q1 2015.
158 funds tracked by Wall St. Rank held First Trust Morningstar Dividend Leaders Index Fund as of Q4 2017.

Based on Baker Avenue Asset Management's 13F filing for Q4 2017, filed 14 Feb 2018.