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B

Bailard Portfolio holdings

AUM $4.35B
1-Year Est. Return 23.57%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+23.57%
3 Year Est. Return
+74.84%
5 Year Est. Return
+96.64%
10 Year Est. Return
+374.16%
AUM
$527M
AUM Growth
-$23M
Cap. Flow
-$51M
Cap. Flow %
-9.68%
Top 10 Hldgs %
55.85%
Holding
241
New
56
Increased
30
Reduced
100
Closed
27

Top Buys

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$48M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$37.2M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$5.33M
4
VGT icon
Vanguard Information Technology ETF
VGT
+$4.68M
5
VCR icon
Vanguard Consumer Discretionary ETF
VCR
+$4.57M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$49.7M
3
GLD icon
SPDR Gold Trust
GLD
+$3.06M
4
KMB icon
Kimberly-Clark
KMB
+$2.84M
5
DISH
DISH Network Corp.
DISH
+$2.61M

Sector Composition

Rank Sector Weight
1 Technology 6.31%
2 Healthcare 4.46%
3 Industrials 4.11%
4 Energy 3.15%
5 Real Estate 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
176
United Parcel Service
UPS
$98.5B
$303K 0.06%
3,312
+60
+2% +$5.27K
IQNT
177
DELISTED
Inteliquent, Inc.
IQNT
$291K 0.06%
+30,100
New +$240K
PVI icon
178
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
$289K 0.05%
+11,567
New +$289K
DCO icon
179
Ducommun
DCO
$2.63B
$284K 0.05%
9,900
– –
PFE icon
180
Pfizer
PFE
$141B
$273K 0.05%
10,002
-3,079
-24% -$83.8K
KBE icon
181
State Street SPDR S&P Bank ETF
KBE
$1.64B
$264K 0.05%
8,800
– –
YUM icon
182
Yum! Brands
YUM
$40.7B
$261K 0.05%
5,087
-12,245
-71% -$635K
BDSI
183
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$260K 0.05%
+47,886
New +$230K
WOLF icon
184
Wolfspeed
WOLF
$1.52B
$253K 0.05%
+4,200
New +$267K
MRO
185
DELISTED
Marathon Oil Corporation
MRO
$245K 0.05%
7,012
-35,080
-83% -$1.25M
AMLP icon
186
Alerian MLP ETF
AMLP
$12.9B
$244K 0.05%
2,770
– –
GII icon
187
State Street SPDR S&P Global Infrastructure ETF
GII
$938M
$243K 0.05%
5,600
– –
PBR icon
188
Petrobras
PBR
$122B
$232K 0.04%
+15,000
New +$214K
PFF icon
189
iShares Preferred and Income Securities ETF
PFF
$13.3B
$229K 0.04%
+6,017
New +$230K
WIT icon
190
Wipro
WIT
$17.9B
$227K 0.04%
118,096
– –
RIG icon
191
Transocean
RIG
$5.87B
$225K 0.04%
5,065
-27,445
-84% -$1.3M
PRIM icon
192
Primoris Services
PRIM
$4.86B
$224K 0.04%
+8,800
New +$199K
AZN icon
193
AstraZeneca
AZN
$263B
$223K 0.04%
4,301
-31,701
-88% -$1.59M
CF icon
194
CF Industries
CF
$19.6B
$216K 0.04%
5,120
-31,770
-86% -$1.22M
WRB icon
195
W.R. Berkley
WRB
$26.8B
$214K 0.04%
16,875
– –
VG
196
DELISTED
Vonage Holdings Corporation
VG
$213K 0.04%
67,900
– –
XLK icon
197
State Street Technology Select Sector SPDR ETF
XLK
$117B
$212K 0.04%
13,230
-5,870
-31% -$93.6K
EIX icon
198
Edison International
EIX
$30.9B
$207K 0.04%
4,485
– –
KIM icon
199
Kimco Realty
KIM
$17.6B
$202K 0.04%
+10,000
New +$213K
SDY icon
200
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$202K 0.04%
2,930
-2,510
-46% -$173K
6 7
8
9 10

Similar funds

EC
Eminence Capital New York $4.36B AUM 3.1% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return
NHC
Nicholas Hoffman & Company Atlanta, Georgia $4.33B AUM 18.98% 1-Year Est. Return
EQF
Evergreen Quality Fund Grand Cayman, Cayman Islands $4.37B AUM 119.42% 1-Year Est. Return
CCM
Context Capital Management Lajolla, California $4.33B AUM 1.35% 1-Year Est. Return
NEI
Northwest & Ethical Investments Toronto, Ontario, Canada $4.32B AUM 23.26% 1-Year Est. Return
Kovitz Investment Group Partners
Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Bailard's Q3 2013 Portfolio in Review

As of Q3 2013, Bailard held 241 positions worth $527M, down 4.2% from $550M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Bailard withdrew a net $51M in Q3 2013, closing 27 positions and reducing 100 holdings. Its most notable exit was Ligand Pharmaceuticals, an estimated $2.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 8.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Bailard opened a new position in Invesco DB Commodity Index Tracking Fund worth $47.3M.

  • Bailard's largest Q3 2013 buy was Invesco DB Commodity Index Tracking Fund: 1,837,601 shares worth $47.3M.
  • Bailard added most to Vanguard Total Stock Market ETF in Q3 2013, an estimated $37.2M increase.
  • Bailard's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.7M.
  • Bailard fully exited Ligand Pharmaceuticals in Q3 2013, selling an estimated $2.43M.
  • Bailard's ten largest holdings make up 56% of its $527M portfolio in Q3 2013.
  • Bailard opened 56 new positions and closed 27 in Q3 2013.
  • Bailard's portfolio value fell 4.2% quarter-over-quarter to $527M.

Based on Bailard's 13F filing for Q3 2013, filed 28 Oct 2013.