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B

Bailard Portfolio holdings

AUM $4.35B
1-Year Est. Return 23.57%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+23.57%
3 Year Est. Return
+74.84%
5 Year Est. Return
+96.64%
10 Year Est. Return
+374.16%
AUM
$527M
AUM Growth
-$23M
Cap. Flow
-$51M
Cap. Flow %
-9.68%
Top 10 Hldgs %
55.85%
Holding
241
New
56
Increased
30
Reduced
100
Closed
27

Top Buys

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$48M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$37.2M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$5.33M
4
VGT icon
Vanguard Information Technology ETF
VGT
+$4.68M
5
VCR icon
Vanguard Consumer Discretionary ETF
VCR
+$4.57M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$49.7M
3
GLD icon
SPDR Gold Trust
GLD
+$3.06M
4
KMB icon
Kimberly-Clark
KMB
+$2.84M
5
DISH
DISH Network Corp.
DISH
+$2.61M

Sector Composition

Rank Sector Weight
1 Technology 6.31%
2 Healthcare 4.46%
3 Industrials 4.11%
4 Energy 3.15%
5 Real Estate 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNM icon
151
VanEck Vietnam ETF
VNM
$491M
$537K 0.1%
+30,000
New +$550K
TTM
152
DELISTED
Tata Motors Limited
TTM
$532K 0.1%
20,000
-10,000
-33% -$246K
LQD icon
153
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$525K 0.1%
4,625
– –
IYR icon
154
iShares US Real Estate ETF
IYR
$4.5B
$522K 0.1%
8,180
-2,802
-26% -$183K
TSM icon
155
TSMC
TSM
$2.18T
$514K 0.1%
30,288
-20,000
-40% -$341K
EDR
156
DELISTED
Education Realty Trust Inc
EDR
$501K 0.1%
18,333
-3,334
-15% -$94.5K
IVV icon
157
iShares Core S&P 500 ETF
IVV
$886B
$483K 0.09%
2,860
-295
-9% -$49.7K
A icon
158
Agilent Technologies
A
$37.7B
$481K 0.09%
13,131
-342
-3% -$11.5K
DVY icon
159
iShares Select Dividend ETF
DVY
$23.8B
$433K 0.08%
+6,522
New +$433K
DWX icon
160
State Street SPDR S&P International Dividend ETF
DWX
$523M
$421K 0.08%
+9,030
New +$410K
EQR icon
161
Equity Residential
EQR
$25.6B
$408K 0.08%
7,616
-10,357
-58% -$571K
PM icon
162
Philip Morris
PM
$303B
$396K 0.08%
4,579
-10,747
-70% -$940K
EMC
163
DELISTED
EMC CORPORATION
EMC
$392K 0.07%
15,354
-80,477
-84% -$2.09M
ETN icon
164
Eaton
ETN
$158B
$391K 0.07%
+5,683
New +$382K
HOG icon
165
Harley-Davidson
HOG
$2.91B
$390K 0.07%
6,074
-25,086
-81% -$1.48M
CAH icon
166
Cardinal Health
CAH
$51.7B
$377K 0.07%
7,235
-41,015
-85% -$2.08M
CDR
167
DELISTED
Cedar Realty Trust, Inc
CDR
$374K 0.07%
10,939
+333
+3% +$11.7K
AMZN icon
168
Amazon
AMZN
$2.63T
$358K 0.07%
+22,920
New +$342K
HYG icon
169
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$347K 0.07%
3,784
– –
NTAP icon
170
NetApp
NTAP
$32.6B
$337K 0.06%
7,916
-35,819
-82% -$1.49M
MDY icon
171
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$335K 0.06%
+1,478
New +$329K
SHY icon
172
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$326K 0.06%
3,862
+532
+16% +$44.9K
PEI
173
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$318K 0.06%
1,133
-2,334
-67% -$681K
BRK.B icon
174
Berkshire Hathaway Class B
BRK.B
$1.06T
$316K 0.06%
+2,780
New +$321K
QCOM icon
175
Qualcomm
QCOM
$185B
$313K 0.06%
4,655
-14,130
-75% -$926K
5 6
7
8 9

Similar funds

EC
Eminence Capital New York $4.36B AUM 3.1% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return
NHC
Nicholas Hoffman & Company Atlanta, Georgia $4.33B AUM 18.98% 1-Year Est. Return
EQF
Evergreen Quality Fund Grand Cayman, Cayman Islands $4.37B AUM 119.42% 1-Year Est. Return
CCM
Context Capital Management Lajolla, California $4.33B AUM 1.35% 1-Year Est. Return
NEI
Northwest & Ethical Investments Toronto, Ontario, Canada $4.32B AUM 23.26% 1-Year Est. Return
Kovitz Investment Group Partners
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Bailard's Q3 2013 Portfolio in Review

As of Q3 2013, Bailard held 241 positions worth $527M, down 4.2% from $550M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Bailard withdrew a net $51M in Q3 2013, closing 27 positions and reducing 100 holdings. Its most notable exit was Ligand Pharmaceuticals, an estimated $2.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 8.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Bailard opened a new position in Invesco DB Commodity Index Tracking Fund worth $47.3M.

  • Bailard's largest Q3 2013 buy was Invesco DB Commodity Index Tracking Fund: 1,837,601 shares worth $47.3M.
  • Bailard added most to Vanguard Total Stock Market ETF in Q3 2013, an estimated $37.2M increase.
  • Bailard's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.7M.
  • Bailard fully exited Ligand Pharmaceuticals in Q3 2013, selling an estimated $2.43M.
  • Bailard's ten largest holdings make up 56% of its $527M portfolio in Q3 2013.
  • Bailard opened 56 new positions and closed 27 in Q3 2013.
  • Bailard's portfolio value fell 4.2% quarter-over-quarter to $527M.

Based on Bailard's 13F filing for Q3 2013, filed 28 Oct 2013.