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B

Bailard Portfolio holdings

AUM $4.35B
1-Year Est. Return 23.57%
This Fund
S&P 500
This Quarter Est. Return
+8.28%
1 Year Est. Return
+23.57%
3 Year Est. Return
+74.84%
5 Year Est. Return
+96.64%
10 Year Est. Return
+374.16%
AUM
$620M
AUM Growth
+$93.7M
Cap. Flow
+$58M
Cap. Flow %
9.36%
Top 10 Hldgs %
61.03%
Holding
266
New
52
Increased
52
Reduced
89
Closed
42

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$55.3M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$16M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.2M

Top Sells

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$47.3M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$14.3M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.11M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.29M
5
PHYS icon
Sprott Physical Gold
PHYS
+$2.99M

Sector Composition

Rank Sector Weight
1 Technology 5.68%
2 Industrials 4.16%
3 Healthcare 3.83%
4 Financials 2.51%
5 Energy 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
76
Humana
HUM
$47.7B
$1.18M 0.19%
11,401
-1,700
-13% -$167K
RTX icon
77
RTX Corp
RTX
$262B
$1.17M 0.19%
16,392
-4,958
-23% -$338K
NSC icon
78
Norfolk Southern
NSC
$74.3B
$1.1M 0.18%
11,847
-1,352
-10% -$116K
IYR icon
79
iShares US Real Estate ETF
IYR
$4.5B
$1.1M 0.18%
17,375
+9,195
+112% +$592K
GE icon
80
GE Aerospace
GE
$354B
$1.09M 0.18%
8,127
-2,230
-22% -$281K
ICF icon
81
iShares Select U.S. REIT ETF
ICF
$2.08B
$1.07M 0.17%
28,674
+10,260
+56% +$397K
JPM icon
82
JPMorgan Chase
JPM
$926B
$1.07M 0.17%
18,314
+3,491
+24% +$191K
LUMO
83
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$1.01M 0.16%
5,111
– –
TT icon
84
Trane Technologies
TT
$105B
$1.01M 0.16%
16,405
-5,415
-25% -$298K
UNH icon
85
UnitedHealth
UNH
$392B
$997K 0.16%
13,239
-1,832
-12% -$132K
ADP icon
86
Automatic Data Processing
ADP
$97.2B
$984K 0.16%
13,872
-1,501
-10% -$101K
DHR icon
87
Danaher
DHR
$126B
$975K 0.16%
18,791
-2,530
-12% -$124K
MMM icon
88
3M
MMM
$88.1B
$963K 0.16%
8,209
-522
-6% -$55.6K
ABUS icon
89
Arbutus Biopharma
ABUS
$855M
$923K 0.15%
+115,795
New +$965K
VYM icon
90
Vanguard High Dividend Yield ETF
VYM
$80.8B
$921K 0.15%
14,773
+2,000
+16% +$121K
HPQ icon
91
HP
HPQ
$23B
$893K 0.14%
70,246
-77,070
-52% -$885K
VNQ icon
92
Vanguard Real Estate ETF
VNQ
$39.2B
$884K 0.14%
13,696
+4,541
+50% +$304K
PNC icon
93
PNC Financial Services
PNC
$101B
$861K 0.14%
11,093
-972
-8% -$72.9K
PG icon
94
Procter & Gamble
PG
$347B
$822K 0.13%
10,096
-1,367
-12% -$111K
GAP
95
The Gap Inc
GAP
$7.07B
$791K 0.13%
20,250
-6,755
-25% -$264K
DUK icon
96
Duke Energy
DUK
$99.7B
$776K 0.13%
11,246
-1,987
-15% -$139K
USB icon
97
US Bancorp
USB
$100B
$761K 0.12%
18,840
+1,946
+12% +$74.6K
J icon
98
Jacobs Solutions
J
$15.4B
$743K 0.12%
14,266
-5,078
-26% -$252K
ETN icon
99
Eaton
ETN
$158B
$737K 0.12%
9,683
+4,000
+70% +$285K
CWI icon
100
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
$728K 0.12%
30,638
– –
2 3
4
5 6

Similar funds

EC
Eminence Capital New York $4.36B AUM 3.1% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return
NHC
Nicholas Hoffman & Company Atlanta, Georgia $4.33B AUM 18.98% 1-Year Est. Return
EQF
Evergreen Quality Fund Grand Cayman, Cayman Islands $4.37B AUM 119.42% 1-Year Est. Return
CCM
Context Capital Management Lajolla, California $4.33B AUM 1.35% 1-Year Est. Return
NEI
Northwest & Ethical Investments Toronto, Ontario, Canada $4.32B AUM 23.26% 1-Year Est. Return
Kovitz Investment Group Partners
Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Bailard's Q4 2013 Portfolio in Review

As of Q4 2013, Bailard held 266 positions worth $620M, up 18% from $527M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Bailard deployed $58M of net new capital in Q4 2013, opening 52 new positions and adding to 52 existing holdings. Its largest new stake was State Street SPDR Nuveen ICE Municipal Bond ETF: 141,117 shares worth $6.24M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.3% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares National Muni Bond ETF, an estimated $14.3M trimmed.

  • Bailard's largest Q4 2013 buy was State Street SPDR Nuveen ICE Municipal Bond ETF: 141,117 shares worth $6.24M.
  • Bailard added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $57M increase.
  • Bailard's biggest Q4 2013 reduction was iShares National Muni Bond ETF, cutting an estimated $14.3M.
  • Bailard fully exited Invesco DB Commodity Index Tracking Fund in Q4 2013, selling an estimated $47.3M.
  • Bailard's ten largest holdings make up 61% of its $620M portfolio in Q4 2013.
  • Bailard opened 52 new positions and closed 42 in Q4 2013.
  • Bailard's portfolio value rose 18% quarter-over-quarter to $620M.

Based on Bailard's 13F filing for Q4 2013, filed 28 Jan 2014.