B. Riley Wealth Management’s Nuveen New York Tax-Free Income Portfolio NXN Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q3
Sell
-400
Closed -$5K 560
2015
Q2
$5K Hold
400
﹤0.01% 858
2015
Q1
$5K Hold
400
﹤0.01% 865
2014
Q4
$5K Hold
400
﹤0.01% 850
2014
Q3
$5K Hold
400
﹤0.01% 903
2014
Q2
$5K Hold
400
﹤0.01% 940
2014
Q1
$5K Buy
+400
New +$5K ﹤0.01% 886