B. Riley Wealth Management’s Delcath Systems DCTH Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-300	Closed	–	–	1020
2014 Q3	$0	Hold	300	–	–	﹤0.01%	1079
2014 Q2	$0	Sell	300 -4,500	-94%	–	﹤0.01%	1106
2014 Q1	$1K	Buy	+4,800	New	+$1K	﹤0.01%	1031