B. Riley Wealth Management’s Bank of New York Mellon BK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-265	Closed	-$9K	–	1066
2014 Q2	$9K	Buy	265 +1	+0.4%	+$34	0.01%	840
2014 Q1	$9K	Buy	+264	New	+$9K	0.01%	781