B. Riley Wealth Advisors’s China Fund CHN Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-53
Closed -$1 794
2014
Q4
$1 Buy
+53
New +$1 ﹤0.01% 3517
2014
Q3
Sell
-136
Closed -$2.87K 846
2014
Q2
$2.87K Buy
+136
New +$2.87K ﹤0.01% 2168