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AXS Investments Portfolio holdings

AUM $353M
1-Year Est. Return 34.19%
This Fund
S&P 500
This Quarter Est. Return
-1.22%
1 Year Est. Return
+34.19%
3 Year Est. Return
+104.39%
5 Year Est. Return
+89.65%
10 Year Est. Return
–
AUM
$387M
AUM Growth
+$12.7M
Cap. Flow
+$24M
Cap. Flow %
6.19%
Top 10 Hldgs %
15.88%
Holding
492
New
75
Increased
90
Reduced
184
Closed
129

Top Buys

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$4.16M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.64M
3
RWT
Redwood Trust
RWT
+$3.28M
4
ABR icon
Arbor Realty Trust
ABR
+$3.11M
5
RITM icon
Rithm Capital
RITM
+$3.06M

Top Sells

Rank Stock Value
1
RLJ.PRA icon
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
+$4.21M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.77M
3
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.39M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$1.99M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 27.77%
2 Real Estate 20.46%
3 Financials 10.22%
4 Healthcare 9.09%
5 Communication Services 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
476
Williams Companies
WMB
$86.8B
– –
-499
Closed -$16.3K
WM icon
477
Waste Management
WM
$90.6B
– –
-171
Closed -$29.7K
XEL icon
478
Xcel Energy
XEL
$48.1B
– –
-166
Closed -$10.3K
XHB icon
479
State Street SPDR S&P Homebuilders ETF
XHB
$1.59B
– –
-1,500
Closed -$120K
XLV icon
480
State Street Health Care Select Sector SPDR ETF
XLV
$43.6B
– –
-12,900
Closed -$1.71M
XYZ
481
Block Inc
XYZ
$47.6B
– –
-19,929
Closed -$1.33M
SPWR
482
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-2,715
Closed -$26.6K
SWAV
483
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-2,000
Closed -$571K
PGTI
484
DELISTED
PGT, Inc.
PGTI
– –
-12,500
Closed -$364K
SPLK
485
DELISTED
Splunk Inc
SPLK
– –
-2,800
Closed -$297K
RPT.PRD
486
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
– –
-11,056
Closed -$542K
JPS
487
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-32,000
Closed -$204K
AMRS
488
DELISTED
Amyris Inc.
AMRS
– –
-467,857
Closed -$482K
16 17 18 19
20

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AXS Investments's Q3 2023 Portfolio in Review

As of Q3 2023, AXS Investments held 492 positions worth $387M, up 3.4% from $375M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

AXS Investments deployed $24M of net new capital in Q3 2023, opening 75 new positions and adding to 90 existing holdings. Its largest new stake was Annaly Capital Management: 209,345 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, down from 30% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $1.37M trimmed.

  • AXS Investments's largest Q3 2023 buy was Annaly Capital Management: 209,345 shares worth $3.94M.
  • AXS Investments added most to AGNC Investment in Q3 2023, an estimated $2.7M increase.
  • AXS Investments's biggest Q3 2023 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.37M.
  • AXS Investments fully exited RLJ Lodging Trust $1.95 Series A Preferred Stock in Q3 2023, selling an estimated $4.21M.
  • AXS Investments's ten largest holdings make up 16% of its $387M portfolio in Q3 2023.
  • AXS Investments opened 75 new positions and closed 129 in Q3 2023.
  • AXS Investments's portfolio value rose 3.4% quarter-over-quarter to $387M.

Based on AXS Investments's 13F filing for Q3 2023, filed 9 Nov 2023.