Axa

Axa’s ePlus PLUS Stock Holding History

Axa’s Portfolio PLUS Stock Details PLUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-25,650	Closed	-$1.36M	–	1188
2022 Q2	$1.36M	Sell	25,650 -9,250	-27%	-$517K	0.01%	834
2022 Q1	$1.96M	Sell	34,900 -1,746	-5%	-$86.8K	0.01%	829
2021 Q4	$1.97M	Sell	36,646 -1,782	-5%	-$98.4K	0.01%	848
2021 Q3	$1.97M	Buy	+38,428	New	+$1.9M	0.01%	853
2016 Q1	–	Sell	-400	Closed	-$9K	–	1386
2015 Q4	$9K	Hold	400	–	–	﹤0.01%	1384
2015 Q3	$8K	Sell	400 -36,000	-99%	-$690K	﹤0.01%	1427
2015 Q2	$697K	Buy	36,400 +32,800	+911%	+$685K	﹤0.01%	1016
2015 Q1	$78K	Sell	3,600 -6,800	-65%	-$132K	﹤0.01%	1338
2014 Q4	$197K	Sell	10,400 -20,800	-67%	-$343K	﹤0.01%	1266
2014 Q3	$437K	Sell	31,200 -7,960	-20%	-$113K	﹤0.01%	1093
2014 Q2	$570K	Hold	39,160	–	–	﹤0.01%	1040
2014 Q1	$546K	Sell	39,160 -1,176	-3%	-$16.6K	﹤0.01%	1048
2013 Q4	$573K	Sell	40,336 -1,200	-3%	-$16.1K	﹤0.01%	1034
2013 Q3	$537K	Buy	41,536 +10,296	+33%	+$150K	﹤0.01%	987
2013 Q2	$468K	Buy	+31,240	New	+$386K	﹤0.01%	980

Other funds holding PLUS

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

River Road Asset Management Louisville, Kentucky $8.82B AUM 7.52% 1-Year Est. Return

Geneva Capital Management Milwaukee, Wisconsin $4.71B AUM 6.32% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

AltraVue Capital Bellevue, Washington $1.16B AUM 46.45% 1-Year Est. Return

WCM Investment Management

WCM Investment Management Laguna Beach, California $43.8B AUM 42.28% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return