AWM Investment Company’s Tempest Therapeutics TPST Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-1,021	Closed	-$324K	–	104
2020 Q3	$324K	Hold	1,021	–	–	0.05%	84
2020 Q2	$350K	Sell	1,021 -2,117	-67%	-$845K	0.06%	84
2020 Q1	$3.23M	Hold	3,138	–	–	0.86%	39
2019 Q4	$4.12M	Buy	+3,138	New	+$4.42M	0.81%	46
2019 Q3	–	Sell	-398	Closed	-$897K	–	97
2019 Q2	$897K	Buy	398 +295	+286%	+$868K	0.17%	72
2019 Q1	$300K	Hold	103	–	–	0.06%	81
2018 Q4	$159K	Hold	103	–	–	0.03%	83
2018 Q3	$219K	Buy	+103	New	+$248K	0.04%	87
2018 Q2	–	Sell	-51	Closed	-$122K	–	96
2018 Q1	$122K	Hold	51	–	–	0.02%	89
2017 Q4	$210K	Hold	51	–	–	0.04%	91
2017 Q3	$213K	Hold	51	–	–	0.04%	85
2017 Q2	$234K	Hold	51	–	–	0.04%	88
2017 Q1	$280K	Hold	51	–	–	0.05%	91
2016 Q4	$229K	Buy	51 +34	+200%	+$424K	0.04%	97
2016 Q3	$358K	Hold	17	–	–	0.07%	96
2016 Q2	$260K	Hold	17	–	–	0.06%	92
2016 Q1	$474K	Sell	17 -23	-58%	-$486K	0.1%	88
2015 Q4	$1.14M	Buy	40 +1	+3%	+$33K	0.22%	76
2015 Q3	$976K	Buy	39 +18	+86%	+$1.21M	0.19%	92
2015 Q2	$1.74M	Buy	21 +18	+600%	+$1.65M	0.25%	87
2015 Q1	$347K	Sell	3 -22	-88%	-$2.93M	0.05%	126
2014 Q4	$3.27M	Buy	+25	New	+$1.83M	0.45%	69