AIC

AWM Investment Company’s Tempest Therapeutics TPST Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-199,000	Closed	-$324K	–	104
2020 Q3	$324K	Hold	199,000	–	–	0.05%	84
2020 Q2	$350K	Sell	199,000 -412,900	-67%	-$726K	0.06%	84
2020 Q1	$3.23M	Hold	611,900	–	–	0.86%	39
2019 Q4	$4.12M	Buy	+611,900	New	+$4.12M	0.81%	46
2019 Q3	–	Sell	-77,629	Closed	-$897K	–	97
2019 Q2	$897K	Buy	77,629 +57,629	+288%	+$666K	0.17%	72
2019 Q1	$300K	Hold	20,000	–	–	0.06%	81
2018 Q4	$159K	Sell	20,000 -280,000	-93%	-$2.23M	0.03%	83
2018 Q3	$219K	Buy	+300,000	New	+$219K	0.04%	87
2018 Q2	–	Sell	-150,000	Closed	-$122K	–	96
2018 Q1	$122K	Hold	150,000	–	–	0.02%	89
2017 Q4	$210K	Hold	150,000	–	–	0.04%	91
2017 Q3	$213K	Hold	150,000	–	–	0.04%	85
2017 Q2	$234K	Hold	150,000	–	–	0.04%	88
2017 Q1	$280K	Hold	150,000	–	–	0.05%	91
2016 Q4	$229K	Buy	150,000 +100,000	+200%	+$153K	0.04%	97
2016 Q3	$358K	Hold	50,000	–	–	0.07%	96
2016 Q2	$260K	Hold	50,000	–	–	0.06%	92
2016 Q1	$474K	Sell	50,000 -66,352	-57%	-$629K	0.1%	88
2015 Q4	$1.14M	Buy	116,352 +1,352	+1%	+$13.2K	0.22%	76
2015 Q3	$976K	Buy	115,000 +55,000	+92%	+$467K	0.19%	92
2015 Q2	$1.74M	Buy	60,000 +50,000	+500%	+$1.45M	0.25%	87
2015 Q1	$347K	Sell	10,000 -64,000	-86%	-$2.22M	0.05%	126
2014 Q4	$3.27M	Buy	+74,000	New	+$3.27M	0.45%	69