ACP

Aviance Capital Partners Portfolio holdings

AUM $765M
1-Year Return 18.8%
This Quarter Return
+5.48%
1 Year Return
+18.8%
3 Year Return
+81.3%
5 Year Return
+143.55%
10 Year Return
+312.57%
AUM
$291M
AUM Growth
+$47.5M
Cap. Flow
+$42.3M
Cap. Flow %
14.55%
Top 10 Hldgs %
37.01%
Holding
203
New
21
Increased
79
Reduced
65
Closed
10

Top Buys

1
AAPL icon
Apple
AAPL
$21.6M
2
DIS icon
Walt Disney
DIS
$4.07M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$2.27M
4
BABA icon
Alibaba
BABA
$1.99M
5
BIIB icon
Biogen
BIIB
$1.6M

Top Sells

1
BHC icon
Bausch Health
BHC
$1.19M
2
STEW
SRH Total Return Fund
STEW
$1.16M
3
PII icon
Polaris
PII
$634K
4
HIG icon
Hartford Financial Services
HIG
$580K
5
KMI icon
Kinder Morgan
KMI
$485K

Sector Composition

1 Healthcare 27.67%
2 Technology 15.37%
3 Financials 14.12%
4 Consumer Staples 6.34%
5 Industrials 5.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VZ icon
176
Verizon
VZ
$186B
$208K 0.07%
4,503
-551
-11% -$25.5K
SYK icon
177
Stryker
SYK
$150B
$207K 0.07%
2,225
– –
PCEF icon
178
Invesco CEF Income Composite ETF
PCEF
$841M
$206K 0.07%
+9,635
New +$206K
NVO icon
179
Novo Nordisk
NVO
$245B
$203K 0.07%
+7,000
New +$203K
K icon
180
Kellanova
K
$27.7B
$202K 0.07%
+2,982
New +$202K
BMO icon
181
Bank of Montreal
BMO
$90.2B
$201K 0.07%
+3,567
New +$201K
ECF
182
Ellsworth Growth & Income Fund
ECF
$152M
$188K 0.06%
24,300
+11,700
+93% +$90.5K
LQD icon
183
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.9B
$180K 0.06%
1,575
-1,041
-40% -$119K
XLK icon
184
Technology Select Sector SPDR Fund
XLK
$83.8B
$164K 0.06%
3,826
-2,477
-39% -$106K
JMF
185
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$163K 0.06%
+14,694
New +$163K
NAT icon
186
Nordic American Tanker
NAT
$684M
$155K 0.05%
+10,080
New +$155K
LGI
187
Lazard Global Total Return & Income Fund
LGI
$230M
$152K 0.05%
11,624
-1,236
-10% -$16.2K
IID
188
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$149K 0.05%
23,450
-100
-0.4% -$635
MORL
189
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$143K 0.05%
10,800
-6,300
-37% -$83.4K
BKT icon
190
BlackRock Income Trust
BKT
$286M
$74K 0.03%
+3,856
New +$74K
USA icon
191
Liberty All-Star Equity Fund
USA
$1.93B
$56K 0.02%
10,508
-974
-8% -$5.19K
DCA
192
DELISTED
Virtus Total Return Fund
DCA
$50K 0.02%
13,217
-1,037
-7% -$3.92K
BHC icon
193
Bausch Health
BHC
$2.7B
– –
-6,652
Closed -$1.19M
CMI icon
194
Cummins
CMI
$54.9B
– –
-3,877
Closed -$421K
DMLP icon
195
Dorchester Minerals
DMLP
$1.2B
– –
-22,000
Closed -$318K
IGIB icon
196
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.3B
– –
-3,746
Closed -$203K
IVR icon
197
Invesco Mortgage Capital
IVR
$530M
– –
-1,040
Closed -$128K
KMI icon
198
Kinder Morgan
KMI
$58.6B
– –
-17,530
Closed -$485K
STEW
199
SRH Total Return Fund
STEW
$1.78B
– –
-155,084
Closed -$1.16M
NRF
200
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-17,229
Closed -$426K
5 6 7
8
9