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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBEF icon
201
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.23B
$4.3M 0.07%
114,005
+100
+0.1% +$3.81K
RDS.A
202
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.27M 0.07%
95,875
-8,098
-8% -$327K
XLV icon
203
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$4.26M 0.07%
33,477
+386
+1% +$51K
ACTV
204
DELISTED
LeaderShares Activist Leaders ETF
ACTV
$4.21M 0.07%
110,904
+31,821
+40% +$1.21M
ISCB icon
205
iShares Morningstar Small-Cap ETF
ISCB
$283M
$4.18M 0.07%
74,387
+9,672
+15% +$550K
DLR icon
206
Digital Realty Trust
DLR
$71.5B
$4.14M 0.07%
28,577
+3,472
+14% +$545K
BRK.A icon
207
Berkshire Hathaway Class A
BRK.A
$1.1T
$4.11M 0.07%
10
– –
TXN icon
208
Texas Instruments
TXN
$255B
$4.1M 0.07%
21,331
-375
-2% -$71.5K
FREL icon
209
Fidelity MSCI Real Estate Index ETF
FREL
$1.51B
$4.1M 0.07%
145,128
+21,794
+18% +$690K
IMCV icon
210
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$4.09M 0.07%
64,693
+3,863
+6% +$248K
BNDX icon
211
Vanguard Total International Bond ETF
BNDX
$82.1B
$4.06M 0.07%
71,274
+10,352
+17% +$597K
TSM icon
212
TSMC
TSM
$2.09T
$4.02M 0.07%
36,011
+1,277
+4% +$150K
CAT icon
213
Caterpillar
CAT
$373B
$4M 0.07%
20,877
+3,813
+22% +$794K
SPLV icon
214
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$3.98M 0.07%
65,401
-9,430
-13% -$595K
ONEQ icon
215
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.95M 0.07%
70,302
-941
-1% -$54.3K
GLDM icon
216
SPDR Gold MiniShares Trust
GLDM
$27.9B
$3.9M 0.07%
111,520
+5,040
+5% +$179K
IBUY icon
217
Amplify Online Retail ETF
IBUY
$111M
$3.89M 0.06%
35,725
+1,528
+4% +$181K
OKE icon
218
Oneok
OKE
$56.1B
$3.84M 0.06%
66,244
+1,671
+3% +$89.8K
FLOT icon
219
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.83M 0.06%
75,374
+11,347
+18% +$576K
BRT
220
BRT Apartments
BRT
$284M
$3.82M 0.06%
198,275
+29,224
+17% +$541K
IWD icon
221
iShares Russell 1000 Value ETF
IWD
$81.8B
$3.82M 0.06%
24,382
+847
+4% +$136K
FAAR icon
222
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$3.81M 0.06%
124,429
+6,777
+6% +$202K
SHY icon
223
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.8M 0.06%
44,250
+6,096
+16% +$526K
STZ icon
224
Constellation Brands
STZ
$22.3B
$3.79M 0.06%
17,994
+2,740
+18% +$598K
EFV icon
225
iShares MSCI EAFE Value ETF
EFV
$28.9B
$3.79M 0.06%
74,464
+29,890
+67% +$1.55M
7 8
9
10 11

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.