We are live on ! Find out more
AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
176
Coca-Cola
KO
$377B
$5.09M 0.08%
96,991
+10,653
+12% +$594K
MMM icon
177
3M
MMM
$90.4B
$5.05M 0.08%
34,356
+1,357
+4% +$220K
QQQM icon
178
Invesco NASDAQ 100 ETF
QQQM
$96.3B
$5.03M 0.08%
34,159
+8,537
+33% +$1.29M
VLUE icon
179
iShares MSCI USA Value Factor ETF
VLUE
$9.19B
$4.88M 0.08%
48,377
+7,121
+17% +$740K
PRFZ icon
180
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.76B
$4.85M 0.08%
132,865
+6,980
+6% +$255K
VONE icon
181
Vanguard Russell 1000 ETF
VONE
$8.22B
$4.85M 0.08%
24,210
+527
+2% +$108K
CMCSA icon
182
Comcast
CMCSA
$84.7B
$4.83M 0.08%
86,237
+10,471
+14% +$611K
RTX icon
183
RTX Corp
RTX
$288B
$4.78M 0.08%
55,573
+2,645
+5% +$226K
IRM icon
184
Iron Mountain
IRM
$36.7B
$4.61M 0.08%
106,033
-1,807
-2% -$81.3K
OMFL icon
185
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.72B
$4.58M 0.08%
98,870
+15,207
+18% +$716K
FPXI icon
186
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$275M
$4.58M 0.08%
71,653
-6,213
-8% -$419K
EMB icon
187
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$4.58M 0.08%
41,560
+6,644
+19% +$746K
IUSB icon
188
iShares Core Universal USD Bond ETF
IUSB
$42.8B
$4.58M 0.08%
85,942
+28,313
+49% +$1.52M
AGZ icon
189
iShares Agency Bond ETF
AGZ
$558M
$4.54M 0.08%
38,260
+558
+1% +$66.4K
UPS icon
190
United Parcel Service
UPS
$89.3B
$4.53M 0.08%
24,864
+5,769
+30% +$1.14M
LOW icon
191
Lowe's Companies
LOW
$117B
$4.51M 0.08%
22,235
+3,333
+18% +$664K
D icon
192
Dominion Energy
D
$61.1B
$4.5M 0.08%
61,708
+8,781
+17% +$670K
RSP icon
193
Invesco S&P 500 Equal Weight ETF
RSP
$96.6B
$4.45M 0.07%
29,721
+2,040
+7% +$312K
SPTS icon
194
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$4.43M 0.07%
144,466
-72,114
-33% -$2.21M
IJT icon
195
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$4.4M 0.07%
33,901
+4,891
+17% +$645K
RDS.B
196
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$4.34M 0.07%
98,105
-6,593
-6% -$261K
VGT icon
197
Vanguard Information Technology ETF
VGT
$138B
$4.33M 0.07%
86,472
+8,040
+10% +$417K
EFG icon
198
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$4.33M 0.07%
40,560
+15,875
+64% +$1.75M
IBM icon
199
IBM
IBM
$207B
$4.32M 0.07%
32,588
-1,279
-4% -$171K
CIBR icon
200
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.1B
$4.3M 0.07%
88,271
+7,647
+9% +$378K
6 7
8
9 10

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.