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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+17.27%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$118M
Cap. Flow
-$414M
Cap. Flow %
-11.95%
Top 10 Hldgs %
40.32%
Holding
913
New
114
Increased
398
Reduced
287
Closed
62

Top Buys

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$65.4M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.83M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$6.89M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$6.8M

Top Sells

Rank Stock Value
1
LRGE icon
ClearBridge Large Cap Growth Select ETF
LRGE
+$133M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$130M
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$113M
4
VPC icon
Virtus Private Credit Strategy ETF
VPC
+$81.8M
5
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$64.8M

Sector Composition

Rank Sector Weight
1 Technology 4.43%
2 Financials 2.34%
3 Healthcare 2.24%
4 Consumer Discretionary 1.9%
5 Communication Services 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
176
IBM
IBM
$213B
$2.74M 0.08%
23,755
-7,368
-24% -$856K
FSKR
177
DELISTED
FS KKR Capital Corp. II
FSKR
$2.72M 0.08%
+211,110
New +$2.79M
XLV icon
178
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$2.68M 0.08%
26,806
-74
-0.3% -$7.3K
PRFZ icon
179
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
$2.68M 0.08%
119,945
-3,890
-3% -$79.8K
BRK.A icon
180
Berkshire Hathaway Class A
BRK.A
$1.1T
$2.67M 0.08%
10
+2
+25% +$548K
FBT icon
181
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$2.65M 0.08%
15,745
+2,926
+23% +$459K
HYG icon
182
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$2.54M 0.07%
31,135
-10,131
-25% -$816K
FEM icon
183
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$2.52M 0.07%
120,340
+27,654
+30% +$549K
VRTX icon
184
Vertex Pharmaceuticals
VRTX
$123B
$2.52M 0.07%
8,671
+5,849
+207% +$1.59M
SPTS icon
185
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$2.51M 0.07%
81,745
+5,566
+7% +$171K
RDS.A
186
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$2.5M 0.07%
76,277
-3,265
-4% -$112K
JPST icon
187
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$2.49M 0.07%
49,135
+4,540
+10% +$229K
IGV icon
188
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
$2.48M 0.07%
43,545
+2,725
+7% +$137K
PYPL icon
189
PayPal
PYPL
$49.9B
$2.44M 0.07%
14,056
+971
+7% +$134K
TJX icon
190
TJX Companies
TJX
$179B
$2.42M 0.07%
47,862
+642
+1% +$32.2K
MUB icon
191
iShares National Muni Bond ETF
MUB
$45.2B
$2.4M 0.07%
20,833
-17,782
-46% -$2.02M
UNP icon
192
Union Pacific
UNP
$174B
$2.4M 0.07%
14,152
-408
-3% -$65.4K
HDMV icon
193
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.5M
$2.39M 0.07%
85,552
+12,298
+17% +$336K
XLU icon
194
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$2.39M 0.07%
84,158
+4,260
+5% +$123K
MAIN icon
195
Main Street Capital
MAIN
$5.05B
$2.37M 0.07%
76,064
+86
+0.1% +$2.42K
IJT icon
196
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$2.37M 0.07%
27,900
-1,600
-5% -$125K
WPC icon
197
W.P. Carey
WPC
$17B
$2.36M 0.07%
35,562
+294
+0.8% +$18.3K
FEP icon
198
First Trust Europe AlphaDEX Fund
FEP
$515M
$2.35M 0.07%
77,099
+12,917
+20% +$370K
LIN icon
199
Linde
LIN
$236B
$2.34M 0.07%
11,052
-243
-2% -$46.9K
FAAR icon
200
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$2.32M 0.07%
88,417
+55,420
+168% +$1.42M
6 7
8
9 10

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q2 2020 Portfolio in Review

As of Q2 2020, Avantax Advisory Services held 913 positions worth $3.47B, up 3.5% from $3.35B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Avantax Advisory Services withdrew a net $414M in Q2 2020, closing 62 positions and reducing 287 holdings. Its most notable exit was First Trust Technology AlphaDEX Fund, an estimated $2.84M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Avantax Advisory Services opened a new position in Innovator US Equity Ultra Buffer ETF April worth $2.87M.

  • Avantax Advisory Services's largest Q2 2020 buy was Innovator US Equity Ultra Buffer ETF April: 118,474 shares worth $2.87M.
  • Avantax Advisory Services added most to First Trust Indxx NextG ETF in Q2 2020, an estimated $65.4M increase.
  • Avantax Advisory Services's biggest Q2 2020 reduction was ClearBridge Large Cap Growth Select ETF, cutting an estimated $133M.
  • Avantax Advisory Services fully exited First Trust Technology AlphaDEX Fund in Q2 2020, selling an estimated $2.84M.
  • Avantax Advisory Services's ten largest holdings make up 40% of its $3.47B portfolio in Q2 2020.
  • Avantax Advisory Services opened 114 new positions and closed 62 in Q2 2020.
  • Avantax Advisory Services's portfolio value rose 3.5% quarter-over-quarter to $3.47B.

Based on Avantax Advisory Services's 13F filing for Q2 2020, filed 6 Aug 2020.