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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
151
Accenture
ACN
$99.9B
$6.28M 0.1%
19,602
+2,209
+13% +$719K
IXN icon
152
iShares Global Tech ETF
IXN
$8.34B
$6.19M 0.1%
109,340
+4,766
+5% +$279K
INTU icon
153
Intuit
INTU
$86.3B
$6.14M 0.1%
11,363
+1,524
+15% +$821K
VEU icon
154
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$6.11M 0.1%
100,219
-13,695
-12% -$862K
PFM icon
155
Invesco Dividend Achievers ETF
PFM
$792M
$6.08M 0.1%
169,056
+23,851
+16% +$885K
IJS icon
156
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$6.07M 0.1%
60,313
-2,551
-4% -$258K
VTWO icon
157
Vanguard Russell 2000 ETF
VTWO
$17.4B
$6.03M 0.1%
68,196
+626
+0.9% +$56K
FPE icon
158
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$5.85M 0.1%
284,982
+11,025
+4% +$228K
DLS icon
159
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$5.74M 0.1%
77,226
+868
+1% +$66.1K
COP icon
160
ConocoPhillips
COP
$145B
$5.65M 0.09%
83,402
-1,882
-2% -$109K
SDY icon
161
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$5.58M 0.09%
47,405
+1,591
+3% +$195K
VDC icon
162
Vanguard Consumer Staples ETF
VDC
$8B
$5.57M 0.09%
31,070
+2,328
+8% +$431K
TGT icon
163
Target
TGT
$65.6B
$5.56M 0.09%
24,317
+216
+0.9% +$54.1K
XYZ
164
Block Inc
XYZ
$49.2B
$5.54M 0.09%
23,076
+1,533
+7% +$394K
IGV icon
165
iShares Expanded Tech-Software Sector ETF
IGV
$12.5B
$5.49M 0.09%
68,640
-230
-0.3% -$18.8K
XLI icon
166
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$5.47M 0.09%
56,005
-1,114
-2% -$114K
TMO icon
167
Thermo Fisher Scientific
TMO
$214B
$5.45M 0.09%
9,531
+1,902
+25% +$1.04M
SKYY icon
168
First Trust Cloud Computing ETF
SKYY
$2.86B
$5.43M 0.09%
51,596
+3,521
+7% +$378K
EPS icon
169
WisdomTree US LargeCap Fund
EPS
$1.58B
$5.4M 0.09%
117,553
-9,832
-8% -$466K
FEP icon
170
First Trust Europe AlphaDEX Fund
FEP
$526M
$5.26M 0.09%
125,519
+24,377
+24% +$1.06M
DYLD icon
171
LeaderShares Dynamic Yield ETF
DYLD
$40.1M
$5.25M 0.09%
+209,848
New +$5.33M
VDE icon
172
Vanguard Energy ETF
VDE
$9.97B
$5.21M 0.09%
70,539
+504
+0.7% +$35.1K
RWL icon
173
Invesco S&P 500 Revenue ETF
RWL
$9.58B
$5.15M 0.09%
70,791
+5,616
+9% +$418K
IDV icon
174
iShares International Select Dividend ETF
IDV
$8.46B
$5.13M 0.09%
168,556
+16,686
+11% +$536K
SWAN icon
175
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
$5.1M 0.09%
148,958
-521
-0.3% -$18.4K
5 6
7
8 9

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.