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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.31B
AUM Growth
+$1.84B
Cap. Flow
+$1.64B
Cap. Flow %
37.93%
Top 10 Hldgs %
46.96%
Holding
858
New
275
Increased
472
Reduced
52
Closed
28

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$284M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$164M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$106M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$92.2M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$47.6M

Top Sells

Rank Stock Value
1
PAYC icon
Paycom
PAYC
+$2.73M
2
ROP icon
Roper Technologies
ROP
+$1.82M
3
AAPL icon
Apple
AAPL
+$1.61M
4
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$954K
5
CELG
Celgene Corp
CELG
+$919K

Sector Composition

Rank Sector Weight
1 Technology 2.65%
2 Financials 2.32%
3 Healthcare 1.59%
4 Energy 1.43%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
151
Kimberly-Clark
KMB
$37.5B
$3.34M 0.08%
24,306
+3,376
+16% +$457K
IMCG icon
152
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
$3.23M 0.07%
73,662
+3,306
+5% +$139K
VLO icon
153
Valero Energy
VLO
$88.7B
$3.15M 0.07%
33,638
+9,953
+42% +$941K
IJK icon
154
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$3.15M 0.07%
52,916
+10,472
+25% +$600K
AMU
155
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$3.12M 0.07%
+228,230
New +$3.09M
FDL icon
156
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$3.06M 0.07%
93,988
+49,995
+114% +$1.59M
IJT icon
157
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$3.04M 0.07%
31,432
+15,532
+98% +$1.43M
LLY icon
158
Eli Lilly
LLY
$1.09T
$3M 0.07%
22,808
+2,885
+14% +$334K
MCD icon
159
McDonald's
MCD
$194B
$2.99M 0.07%
15,129
+6,434
+74% +$1.28M
TFC icon
160
Truist Financial
TFC
$64.7B
$2.98M 0.07%
52,972
+40,977
+342% +$2.22M
VCIT icon
161
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$2.96M 0.07%
32,485
+4,161
+15% +$379K
SCHX icon
162
Schwab US Large- Cap ETF
SCHX
$71.3B
$2.95M 0.07%
+230,514
New +$2.83M
WFC icon
163
Wells Fargo
WFC
$263B
$2.95M 0.07%
54,747
+10,581
+24% +$554K
MO icon
164
Altria Group
MO
$125B
$2.93M 0.07%
58,671
+9,002
+18% +$425K
ABT icon
165
Abbott
ABT
$187B
$2.9M 0.07%
33,380
+7,069
+27% +$592K
RTX icon
166
RTX Corp
RTX
$295B
$2.87M 0.07%
30,542
+9,868
+48% +$895K
ISCG icon
167
iShares Morningstar Small-Cap Growth ETF
ISCG
$976M
$2.87M 0.07%
81,312
+8,604
+12% +$292K
RDS.B
168
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.84M 0.07%
47,393
+22,380
+89% +$1.32M
VPU
169
Vanguard Utilities ETF
VPU
$8.68B
$2.83M 0.07%
19,831
+682
+4% +$95.9K
XLV icon
170
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$2.82M 0.07%
27,628
+3,776
+16% +$363K
GSLC icon
171
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$2.78M 0.06%
+43,128
New +$2.68M
UNP icon
172
Union Pacific
UNP
$175B
$2.76M 0.06%
15,278
+5,256
+52% +$900K
OMFL icon
173
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.74B
$2.72M 0.06%
81,257
+32,012
+65% +$1.03M
QUAL icon
174
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
$2.67M 0.06%
+26,431
New +$2.55M
WPC icon
175
W.P. Carey
WPC
$16.8B
$2.66M 0.06%
34,013
+26,498
+353% +$2.22M
5 6
7
8 9

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CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, Avantax Advisory Services held 858 positions worth $4.31B, up 74% from $2.47B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Avantax Advisory Services deployed $1.64B of net new capital in Q4 2019, opening 275 new positions and adding to 472 existing holdings. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, down from 3.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.61M trimmed.

  • Avantax Advisory Services's largest Q4 2019 buy was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $284M increase.
  • Avantax Advisory Services's biggest Q4 2019 reduction was Apple, cutting an estimated $1.61M.
  • Avantax Advisory Services fully exited Paycom in Q4 2019, selling an estimated $2.73M.
  • Avantax Advisory Services's ten largest holdings make up 47% of its $4.31B portfolio in Q4 2019.
  • Avantax Advisory Services opened 275 new positions and closed 28 in Q4 2019.
  • Avantax Advisory Services's portfolio value rose 74% quarter-over-quarter to $4.31B.

Based on Avantax Advisory Services's 13F filing for Q4 2019, filed 14 Feb 2020.