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AAS
Avantax Advisory Services Portfolio holdings
AUM
$18.2B
1-Year Est. Return
15.06%
This Fund
S&P 500
This Quarter
Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
(+8.8%)
Cap. Flow
+$562M
Cap. Flow
% of AUM
9.36%
Top 10 Holdings %
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$252M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$36.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$32M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$20.1M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$14.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Indxx NextG ETF
NXTG
|
+$5.75M |
| 2 |
Shopify
SHOP
|
+$4.98M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$2.65M |
| 4 |
First Trust Emerging Markets AlphaDEX Fund
FEM
|
+$2.49M |
| 5 |
FT Vest Growth-100 Buffer ETF December
QDEC
|
+$2.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.08% |
| 2 | Financials | 2.88% |
| 3 | Healthcare | 2.19% |
| 4 | Consumer Discretionary | 2.14% |
| 5 | Communication Services | 1.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares Morningstar US Equity ETF
ILCB
$1.27B
| $7.36M | 0.12% |
121,253
+2,644
| +2% | +$165K |
|
127
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $7.3M | 0.12% |
83,478
+8,039
| +11% | +$705K |
|
128
iShares S&P 500 Value ETF
IVE
$49B
| $7.25M | 0.12% |
49,851
-830
| -2% | -$124K |
|
129
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
| $7.25M | 0.12% |
143,515
+3,790
| +3% | +$192K |
|
130
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
| $7.21M | 0.12% |
111,853
+2,323
| +2% | +$153K |
|
131
iShares US Treasury Bond ETF
GOVT
$43.6B
| $6.99M | 0.12% |
263,898
+18,427
| +8% | +$494K |
|
132
Waste Management
WM
$90.6B
| $6.98M | 0.12% |
46,797
+3,151
| +7% | +$472K |
|
133
Adobe
ADBE
$99.5B
| $6.9M | 0.12% |
11,988
+1,056
| +10% | +$665K |
|
134
UnitedHealth
UNH
$376B
| $6.88M | 0.11% |
17,577
+588
| +3% | +$244K |
|
135
iShares National Muni Bond ETF
MUB
$45.1B
| $6.79M | 0.11% |
58,536
+11,012
| +23% | +$1.29M |
|
136
Pacer Trendpilot US Bond ETF
PTBD
$85.5M
| $6.79M | 0.11% |
251,122
-5,840
| -2% | -$161K |
|
137
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
| $6.79M | 0.11% |
42,995
+684
| +2% | +$111K |
|
138
McDonald's
MCD
$192B
| $6.75M | 0.11% |
28,030
+1,917
| +7% | +$458K |
|
139
Lockheed Martin
LMT
$134B
| $6.73M | 0.11% |
19,459
+2,113
| +12% | +$765K |
|
140
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
| $6.69M | 0.11% |
211,260
+2,765
| +1% | +$89.4K |
|
141
iShares Russell 1000 Growth ETF
IWF
$121B
| $6.62M | 0.11% |
96,712
+300
| +0.3% | +$21.2K |
|
142
Costco
COST
$422B
| $6.58M | 0.11% |
14,633
+724
| +5% | +$318K |
|
143
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
| $6.56M | 0.11% |
59,057
-684
| -1% | -$78K |
|
|
SQEW
144
DELISTED
LeaderShares Equity Skew ETF
SQEW
| $6.54M | 0.11% |
181,180
+51,587
| +40% | +$1.88M |
|
145
Eli Lilly
LLY
$1.02T
| $6.53M | 0.11% |
28,257
-13
| -0% | -$3.21K |
|
146
Mastercard
MA
$506B
| $6.52M | 0.11% |
18,754
+1,397
| +8% | +$508K |
|
147
Merck
MRK
$322B
| $6.5M | 0.11% |
86,180
+6,967
| +9% | +$530K |
|
148
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $6.38M | 0.11% |
126,440
-12,055
| -9% | -$628K |
|
149
Boeing
BA
$171B
| $6.29M | 0.11% |
28,642
-4,529
| -14% | -$1.01M |
|
150
Amgen
AMGN
$208B
| $6.29M | 0.1% |
29,575
+3,501
| +13% | +$806K |
|
Similar funds
CWM
CM
CIA
AWS
FHA
MME
MC
NFC
Avantax Advisory Services's Q3 2021 Portfolio in Review
As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.
- Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
- Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
- Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
- Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
- Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
- Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
- Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.
Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.