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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.31B
AUM Growth
+$1.84B
Cap. Flow
+$1.64B
Cap. Flow %
37.93%
Top 10 Hldgs %
46.96%
Holding
858
New
275
Increased
472
Reduced
52
Closed
28

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$284M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$164M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$106M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$92.2M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$47.6M

Top Sells

Rank Stock Value
1
PAYC icon
Paycom
PAYC
+$2.73M
2
ROP icon
Roper Technologies
ROP
+$1.82M
3
AAPL icon
Apple
AAPL
+$1.61M
4
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$954K
5
CELG
Celgene Corp
CELG
+$919K

Sector Composition

Rank Sector Weight
1 Technology 2.65%
2 Financials 2.32%
3 Healthcare 1.59%
4 Energy 1.43%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
126
Alphabet (Google) Class C
GOOG
$4.07T
$4.46M 0.1%
66,880
+26,820
+67% +$1.73M
PEP icon
127
PepsiCo
PEP
$195B
$4.34M 0.1%
31,706
+13,090
+70% +$1.78M
IWD icon
128
iShares Russell 1000 Value ETF
IWD
$82.2B
$4.33M 0.1%
31,773
+15,913
+100% +$2.1M
GOOGL icon
129
Alphabet (Google) Class A
GOOGL
$4.08T
$4.29M 0.1%
64,400
+25,280
+65% +$1.63M
MMM icon
130
3M
MMM
$94.1B
$4.24M 0.1%
28,754
+8,063
+39% +$1.13M
LMT icon
131
Lockheed Martin
LMT
$134B
$4.21M 0.1%
10,790
+287
+3% +$110K
VTWO icon
132
Vanguard Russell 2000 ETF
VTWO
$17.5B
$4.17M 0.1%
+62,620
New +$3.98M
SO icon
133
Southern Company
SO
$109B
$4.12M 0.1%
64,656
+11,729
+22% +$727K
CVS icon
134
CVS Health
CVS
$140B
$4.02M 0.09%
54,113
+28,488
+111% +$2M
BABA icon
135
Alibaba
BABA
$276B
$3.98M 0.09%
18,767
+10,803
+136% +$2.03M
FTCS icon
136
First Trust Capital Strength ETF
FTCS
$8.03B
$3.88M 0.09%
64,370
+60,442
+1,539% +$3.52M
RDS.A
137
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.88M 0.09%
65,725
+16,323
+33% +$953K
KO icon
138
Coca-Cola
KO
$380B
$3.85M 0.09%
69,491
+21,627
+45% +$1.16M
IBM icon
139
IBM
IBM
$214B
$3.76M 0.09%
29,370
+10,299
+54% +$1.34M
TXN icon
140
Texas Instruments
TXN
$253B
$3.76M 0.09%
29,260
+1,812
+7% +$224K
IWB icon
141
iShares Russell 1000 ETF
IWB
$47.9B
$3.75M 0.09%
21,032
+19,313
+1,124% +$3.3M
ABBV icon
142
AbbVie
ABBV
$465B
$3.75M 0.09%
42,336
+13,413
+46% +$1.11M
XLF icon
143
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$3.65M 0.08%
118,764
+36,892
+45% +$1.08M
FIXD icon
144
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$3.6M 0.08%
69,546
+64,940
+1,410% +$3.4M
WM icon
145
Waste Management
WM
$96.1B
$3.41M 0.08%
29,936
+8,574
+40% +$968K
XLU icon
146
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$3.4M 0.08%
105,176
+30,762
+41% +$977K
HON icon
147
Honeywell
HON
$78.3B
$3.4M 0.08%
20,386
+3,450
+20% +$564K
KBWY icon
148
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$321M
$3.4M 0.08%
+108,498
New +$3.36M
HYG icon
149
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$3.39M 0.08%
38,611
+25,405
+192% +$2.21M
MAIN icon
150
Main Street Capital
MAIN
$5.14B
$3.39M 0.08%
78,712
+73,416
+1,386% +$3.14M
4 5
6
7 8

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, Avantax Advisory Services held 858 positions worth $4.31B, up 74% from $2.47B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Avantax Advisory Services deployed $1.64B of net new capital in Q4 2019, opening 275 new positions and adding to 472 existing holdings. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, down from 3.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.61M trimmed.

  • Avantax Advisory Services's largest Q4 2019 buy was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $284M increase.
  • Avantax Advisory Services's biggest Q4 2019 reduction was Apple, cutting an estimated $1.61M.
  • Avantax Advisory Services fully exited Paycom in Q4 2019, selling an estimated $2.73M.
  • Avantax Advisory Services's ten largest holdings make up 47% of its $4.31B portfolio in Q4 2019.
  • Avantax Advisory Services opened 275 new positions and closed 28 in Q4 2019.
  • Avantax Advisory Services's portfolio value rose 74% quarter-over-quarter to $4.31B.

Based on Avantax Advisory Services's 13F filing for Q4 2019, filed 14 Feb 2020.