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AAS
Avantax Advisory Services Portfolio holdings
AUM
$18.2B
1-Year Est. Return
15.06%
This Fund
S&P 500
This Quarter
Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
(+8.8%)
Cap. Flow
+$562M
Cap. Flow
% of AUM
9.36%
Top 10 Holdings %
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$252M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$36.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$32M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$20.1M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$14.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Indxx NextG ETF
NXTG
|
+$5.75M |
| 2 |
Shopify
SHOP
|
+$4.98M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$2.65M |
| 4 |
First Trust Emerging Markets AlphaDEX Fund
FEM
|
+$2.49M |
| 5 |
FT Vest Growth-100 Buffer ETF December
QDEC
|
+$2.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.08% |
| 2 | Financials | 2.88% |
| 3 | Healthcare | 2.19% |
| 4 | Consumer Discretionary | 2.14% |
| 5 | Communication Services | 1.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
| $9.27M | 0.15% |
286,789
+22,915
| +9% | +$747K |
|
102
SPDR Gold Trust
GLD
$133B
| $9.18M | 0.15% |
56,111
+948
| +2% | +$159K |
|
103
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$187M
| $9.07M | 0.15% |
283,480
+18,410
| +7% | +$610K |
|
104
iShares Core S&P Total US Stock Market ETF
ITOT
$93.8B
| $8.9M | 0.15% |
90,417
-208
| -0.2% | -$21K |
|
105
Cisco
CSCO
$448B
| $8.86M | 0.15% |
162,841
+16,415
| +11% | +$921K |
|
106
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $8.81M | 0.15% |
281,683
+5,969
| +2% | +$187K |
|
107
iShares ESG Aware MSCI EM ETF
ESGE
$6.52B
| $8.77M | 0.15% |
211,817
+19,538
| +10% | +$835K |
|
108
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$922M
| $8.74M | 0.15% |
168,258
+19,635
| +13% | +$1.03M |
|
109
Intel
INTC
$460B
| $8.73M | 0.15% |
163,675
+3,491
| +2% | +$189K |
|
110
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
| $8.64M | 0.14% |
177,830
-5,295
| -3% | -$265K |
|
111
PepsiCo
PEP
$191B
| $8.51M | 0.14% |
56,469
+1,690
| +3% | +$262K |
|
112
Salesforce
CRM
$148B
| $8.5M | 0.14% |
31,395
+5,551
| +21% | +$1.41M |
|
113
PayPal
PYPL
$49.3B
| $8.44M | 0.14% |
32,434
+3,208
| +11% | +$910K |
|
114
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
| $8.41M | 0.14% |
74,175
+13,231
| +22% | +$1.53M |
|
115
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
| $8.37M | 0.14% |
222,045
-20,411
| -8% | -$790K |
|
116
CVS Health
CVS
$134B
| $8.34M | 0.14% |
98,489
+11,769
| +14% | +$986K |
|
117
Abbott
ABT
$183B
| $8.28M | 0.14% |
70,051
+11,083
| +19% | +$1.36M |
|
118
iShares US Medical Devices ETF
IHI
$3.14B
| $8.23M | 0.14% |
130,748
+5,516
| +4% | +$352K |
|
119
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
| $8.04M | 0.13% |
169,352
+54,048
| +47% | +$2.62M |
|
120
Bank of America
BAC
$433B
| $8.03M | 0.13% |
189,622
+12,341
| +7% | +$497K |
|
121
Vanguard Financials ETF
VFH
$13.5B
| $8.01M | 0.13% |
86,366
+6,579
| +8% | +$607K |
|
122
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
| $7.92M | 0.13% |
46,704
-2,399
| -5% | -$411K |
|
123
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$124M
| $7.84M | 0.13% |
244,121
+59,010
| +32% | +$1.96M |
|
124
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $7.59M | 0.13% |
121,132
+1,278
| +1% | +$80.4K |
|
125
Vanguard Total International Stock ETF
VXUS
$155B
| $7.48M | 0.12% |
118,373
+33,740
| +40% | +$2.2M |
|
Similar funds
CWM
CM
CIA
AWS
FHA
MME
MC
NFC
Avantax Advisory Services's Q3 2021 Portfolio in Review
As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.
- Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
- Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
- Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
- Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
- Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
- Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
- Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.
Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.