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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.66B
AUM Growth
+$450M
Cap. Flow
+$240M
Cap. Flow %
5.15%
Top 10 Hldgs %
37.31%
Holding
1,088
New
157
Increased
533
Reduced
295
Closed
59

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$27.9M
3
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$9.73M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$9.53M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$9.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.4M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9M
3
GLD icon
SPDR Gold Trust
GLD
+$8.61M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.56M
5
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$8.11M

Sector Composition

Rank Sector Weight
1 Technology 4.9%
2 Financials 2.82%
3 Consumer Discretionary 2.39%
4 Healthcare 2.23%
5 Communication Services 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
101
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$8.02M 0.17%
256,121
+5,557
+2% +$174K
FDN icon
102
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$7.93M 0.17%
36,354
+465
+1% +$103K
SPHQ icon
103
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$7.87M 0.17%
177,549
-65,837
-27% -$2.84M
ITOT icon
104
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$7.81M 0.17%
85,383
+7,063
+9% +$633K
RSPM icon
105
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$7.7M 0.17%
+247,180
New +$7.35M
PFE icon
106
Pfizer
PFE
$143B
$7.66M 0.16%
211,747
+1,210
+0.6% +$43K
VBR icon
107
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$7.48M 0.16%
45,126
+11,768
+35% +$1.85M
AGGY icon
108
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$920M
$7.42M 0.16%
144,824
+2,665
+2% +$140K
LMBS icon
109
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$7.41M 0.16%
145,262
+41,591
+40% +$2.14M
FSKR
110
DELISTED
FS KKR Capital Corp. II
FSKR
$7.29M 0.16%
373,583
-8,804
-2% -$160K
EEMV icon
111
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$7.17M 0.15%
113,688
-21,288
-16% -$1.34M
FTA icon
112
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$7.07M 0.15%
111,034
+15,980
+17% +$954K
CSCO icon
113
Cisco
CSCO
$457B
$6.78M 0.15%
130,951
+3,176
+2% +$149K
PEP icon
114
PepsiCo
PEP
$190B
$6.77M 0.15%
47,858
+1,454
+3% +$200K
ESGE icon
115
iShares ESG Aware MSCI EM ETF
ESGE
$6.58B
$6.76M 0.15%
156,078
+15,802
+11% +$703K
XLF icon
116
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$6.62M 0.14%
193,816
+91,551
+90% +$2.94M
ARKK icon
117
ARK Innovation ETF
ARKK
$5.64B
$6.59M 0.14%
54,899
-14,366
-21% -$1.94M
IHI icon
118
iShares US Medical Devices ETF
IHI
$3.13B
$6.52M 0.14%
118,008
+22,224
+23% +$1.23M
VEU icon
119
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$6.47M 0.14%
106,606
+2,991
+3% +$182K
IVE icon
120
iShares S&P 500 Value ETF
IVE
$49B
$6.43M 0.14%
45,484
+1,445
+3% +$195K
EEM icon
121
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$6.42M 0.14%
120,517
+5,077
+4% +$278K
MA icon
122
Mastercard
MA
$506B
$6.37M 0.14%
17,887
+1,037
+6% +$362K
ABT icon
123
Abbott
ABT
$183B
$6.37M 0.14%
53,110
+8,234
+18% +$976K
ILCB icon
124
iShares Morningstar US Equity ETF
ILCB
$1.27B
$6.34M 0.14%
113,160
+32,240
+40% +$1.77M
PRF icon
125
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$6.28M 0.13%
207,015
+4,945
+2% +$142K
3 4
5
6 7

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q1 2021 Portfolio in Review

As of Q1 2021, Avantax Advisory Services held 1,088 positions worth $4.66B, up 11% from $4.21B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Avantax Advisory Services deployed $240M of net new capital in Q1 2021, opening 157 new positions and adding to 533 existing holdings. Its largest new stake was Amplify BlackSwan Growth & Treasure Core ETF: 300,259 shares worth $9.6M.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, down from 5.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $11.4M trimmed.

  • Avantax Advisory Services's largest Q1 2021 buy was Amplify BlackSwan Growth & Treasure Core ETF: 300,259 shares worth $9.6M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q1 2021, an estimated $29.9M increase.
  • Avantax Advisory Services's biggest Q1 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $11.4M.
  • Avantax Advisory Services fully exited Innovator US Equity Ultra Buffer ETF April in Q1 2021, selling an estimated $2.57M.
  • Avantax Advisory Services's ten largest holdings make up 37% of its $4.66B portfolio in Q1 2021.
  • Avantax Advisory Services opened 157 new positions and closed 59 in Q1 2021.
  • Avantax Advisory Services's portfolio value rose 11% quarter-over-quarter to $4.66B.

Based on Avantax Advisory Services's 13F filing for Q1 2021, filed 13 May 2021.