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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKTR icon
1201
Nektar Therapeutics
NKTR
$2.35B
– –
-922
Closed -$238K
OIH icon
1202
VanEck Oil Services ETF
OIH
$1.89B
– –
-1,307
Closed -$287K
OLED icon
1203
Universal Display
OLED
$3.67B
– –
-1,017
Closed -$226K
PBW icon
1204
Invesco WilderHill Clean Energy ETF
PBW
$407M
– –
-2,261
Closed -$211K
PHM icon
1205
Pultegroup
PHM
$24.5B
– –
-7,719
Closed -$418K
PICB icon
1206
Invesco International Corporate Bond ETF
PICB
$359M
– –
-6,987
Closed -$204K
PLL
1207
DELISTED
Piedmont Lithium
PLL
– –
-2,950
Closed -$231K
POOL icon
1208
Pool Corp
POOL
$6.98B
– –
-1,508
Closed -$691K
QDEC icon
1209
FT Vest Growth-100 Buffer ETF December
QDEC
$690M
– –
-106,381
Closed -$2.31M
QLTA icon
1210
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
– –
-3,630
Closed -$205K
RAIL icon
1211
FreightCar America
RAIL
$272M
– –
-17,295
Closed -$104K
RBA icon
1212
RB Global
RBA
$20.9B
– –
-6,957
Closed -$412K
RH icon
1213
RH
RH
$3.27B
– –
-965
Closed -$657K
RNG icon
1214
RingCentral
RNG
$4.81B
– –
-1,007
Closed -$293K
SHOP icon
1215
Shopify
SHOP
$153B
– –
-34,120
Closed -$4.98M
STAG icon
1216
STAG Industrial
STAG
$7.39B
– –
-6,328
Closed -$239K
STNE icon
1217
StoneCo
STNE
$2.75B
– –
-3,426
Closed -$229K
TDY icon
1218
Teledyne Technologies
TDY
$30.8B
– –
-962
Closed -$404K
TU icon
1219
Telus
TU
$14.9B
– –
-29,615
Closed -$666K
UBS icon
1220
UBS Group
UBS
$172B
– –
-26,863
Closed -$413K
ULTA icon
1221
Ulta Beauty
ULTA
$22.7B
– –
-621
Closed -$215K
USO icon
1222
United States Oil Fund
USO
$1.91B
– –
-5,253
Closed -$261K
USPH icon
1223
US Physical Therapy
USPH
$1.21B
– –
-3,325
Closed -$385K
WPM icon
1224
Wheaton Precious Metals
WPM
$50.5B
– –
-5,263
Closed -$231K
SAVE
1225
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-6,993
Closed -$212K
46 47 48
49
50

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CWM
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CM
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CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
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MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.