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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYD
1126
DELISTED
BlackRock MuniYield Fund
MYD
$163K ﹤0.01%
10,956
+175
+2% +$2.68K
JPC icon
1127
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$158K ﹤0.01%
15,869
-1,601
-9% -$16K
NOK icon
1128
Nokia
NOK
$52.3B
$153K ﹤0.01%
28,592
-2,879
-9% -$16.7K
BKT icon
1129
BlackRock Income Trust
BKT
$333M
$147K ﹤0.01%
8,089
-243
-3% -$4.64K
ETJ
1130
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$572M
$147K ﹤0.01%
13,820
+1,116
+9% +$12.6K
HIE
1131
DELISTED
Miller/Howard High Income Equity Fund
HIE
$136K ﹤0.01%
13,735
-2,987
-18% -$29.9K
RITM icon
1132
Rithm Capital
RITM
$5.61B
$131K ﹤0.01%
11,945
+1,665
+16% +$17.1K
ITI
1133
DELISTED
Iteris, Inc.
ITI
$129K ﹤0.01%
24,648
– –
JRS icon
1134
Nuveen Real Estate Income Fund
JRS
$250M
$121K ﹤0.01%
11,359
+192
+2% +$2.17K
USDP
1135
DELISTED
USD PARTNERS LP
USDP
$121K ﹤0.01%
19,060
-1,295
-6% -$8.65K
SQFT icon
1136
Presidio Property Trust
SQFT
$2.89M
$117K ﹤0.01%
3,096
+189
+7% +$7.51K
BB icon
1137
BlackBerry
BB
$5.02B
$115K ﹤0.01%
+11,853
New +$124K
VHC icon
1138
VirnetX Holding Corp
VHC
$55.8M
$109K ﹤0.01%
1,380
– –
MCN
1139
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$108K ﹤0.01%
13,715
+2,041
+17% +$16.6K
KCAC.U
1140
DELISTED
Kensington Capital Acquisition Corp. II Units, each consisting of one share of Class A common stock,
KCAC.U
$108K ﹤0.01%
12,674
– –
IGR
1141
CBRE Global Real Estate Income Fund
IGR
$709M
$107K ﹤0.01%
12,788
-2,705
-17% -$24.3K
HL icon
1142
Hecla Mining
HL
$9.58B
$98K ﹤0.01%
17,555
+5
+0% +$31
ADAM
1143
Adamas Trust
ADAM
$841M
$95K ﹤0.01%
5,592
+1
+0% +$17
SWN
1144
DELISTED
Southwestern Energy Company
SWN
$95K ﹤0.01%
17,050
– –
MDXG icon
1145
MiMedx Group
MDXG
$638M
$90K ﹤0.01%
14,800
– –
SIRI icon
1146
SiriusXM
SIRI
$10.3B
$90K ﹤0.01%
+1,482
New +$93.2K
BGY icon
1147
BlackRock Enhanced International Dividend Trust
BGY
$528M
$89K ﹤0.01%
14,675
+81
+0.6% +$516
DSM
1148
BNY Mellon Strategic Municipal Bond Fund
DSM
$286M
$88K ﹤0.01%
11,063
+510
+5% +$4.26K
ADMA icon
1149
ADMA Biologics
ADMA
$2B
$81K ﹤0.01%
72,120
-74,710
-51% -$105K
DHF
1150
BNY Mellon High Yield Strategies Fund
DHF
$171M
$69K ﹤0.01%
21,154
+126
+0.6% +$426
44 45
46
47 48

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.