We are live on ! Find out more
AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLPI icon
1101
Gaming and Leisure Properties
GLPI
$12.5B
$207K ﹤0.01%
4,489
+12
+0.3% +$572
XYL icon
1102
Xylem
XYL
$27.8B
$207K ﹤0.01%
1,672
– –
ARKQ icon
1103
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.94B
$206K ﹤0.01%
2,632
-339
-11% -$27.7K
MOS icon
1104
The Mosaic Company
MOS
$6.92B
$206K ﹤0.01%
+5,769
New +$185K
RFDI icon
1105
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$206K ﹤0.01%
2,978
+14
+0.5% +$1.03K
QEFA icon
1106
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.06B
$205K ﹤0.01%
2,719
– –
IGF icon
1107
iShares Global Infrastructure ETF
IGF
$10.9B
$203K ﹤0.01%
+4,423
New +$204K
ESGV icon
1108
Vanguard ESG US Stock ETF
ESGV
$13.4B
$202K ﹤0.01%
2,526
-158
-6% -$13K
BATT icon
1109
Amplify Lithium & Battery Technology ETF
BATT
$116M
$201K ﹤0.01%
11,766
-700
-6% -$12.4K
EPR icon
1110
EPR Properties
EPR
$4.7B
$200K ﹤0.01%
4,053
+104
+3% +$5.28K
YOLO icon
1111
AdvisorShares Pure Cannabis ETF
YOLO
$29.5M
$198K ﹤0.01%
12,189
+2,045
+20% +$37.4K
DMB
1112
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$197K ﹤0.01%
12,669
+2,089
+20% +$32.2K
FID icon
1113
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$168M
$196K ﹤0.01%
11,147
+11
+0.1% +$199
AMJ
1114
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$195K ﹤0.01%
10,718
-60
-0.6% -$1.09K
PTY icon
1115
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$194K ﹤0.01%
+10,637
New +$212K
JPS
1116
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$192K ﹤0.01%
19,645
-5,769
-23% -$57.6K
NEA icon
1117
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$189K ﹤0.01%
12,410
+457
+4% +$7.22K
UA icon
1118
Under Armour Class C
UA
$2.86B
$189K ﹤0.01%
10,616
-4,126
-28% -$79K
CS
1119
DELISTED
Credit Suisse Group
CS
$186K ﹤0.01%
18,680
+1,481
+9% +$15.1K
HYT icon
1120
BlackRock Corporate High Yield Fund
HYT
$1.37B
$181K ﹤0.01%
14,896
-801
-5% -$9.94K
MWA icon
1121
Mueller Water Products
MWA
$4.03B
$176K ﹤0.01%
+11,501
New +$177K
ETW
1122
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$174K ﹤0.01%
16,113
+621
+4% +$6.89K
ETY icon
1123
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$170K ﹤0.01%
+12,113
New +$174K
PDT
1124
John Hancock Premium Dividend Fund
PDT
$633M
$166K ﹤0.01%
10,001
– –
EFR
1125
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$164K ﹤0.01%
+11,209
New +$160K
43 44
45
46 47

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.