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AAS
Avantax Advisory Services Portfolio holdings
AUM
$18.2B
1-Year Est. Return
15.06%
This Fund
S&P 500
This Quarter
Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
(+8.8%)
Cap. Flow
+$562M
Cap. Flow
% of AUM
9.36%
Top 10 Holdings %
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$252M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$36.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$32M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$20.1M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$14.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Indxx NextG ETF
NXTG
|
+$5.75M |
| 2 |
Shopify
SHOP
|
+$4.98M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$2.65M |
| 4 |
First Trust Emerging Markets AlphaDEX Fund
FEM
|
+$2.49M |
| 5 |
FT Vest Growth-100 Buffer ETF December
QDEC
|
+$2.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.08% |
| 2 | Financials | 2.88% |
| 3 | Healthcare | 2.19% |
| 4 | Consumer Discretionary | 2.14% |
| 5 | Communication Services | 1.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
SAP
SAP
$220B
| $215K | ﹤0.01% |
1,581
+71
| +5% | +$10.3K |
|
|
WIRE
1077
DELISTED
Encore Wire Corp
WIRE
| $215K | ﹤0.01% |
+2,268
| New | +$186K |
|
1078
Johnson Controls International
JCI
$88.9B
| $214K | ﹤0.01% |
+3,116
| New | +$225K |
|
1079
Las Vegas Sands
LVS
$30.4B
| $214K | ﹤0.01% |
5,838
-903
| -13% | -$38.7K |
|
1080
Equinor
EQNR
$94.8B
| $213K | ﹤0.01% |
+8,329
| New | +$178K |
|
1081
Omnicom Group
OMC
$21.7B
| $213K | ﹤0.01% |
+2,899
| New | +$215K |
|
1082
STAAR Surgical
STAA
$1.19B
| $213K | ﹤0.01% |
+1,654
| New | +$231K |
|
1083
WhiteHorse Finance
WHF
$140M
| $213K | ﹤0.01% |
+14,075
| New | +$218K |
|
1084
Invesco Value Municipal Income Trust
IIM
$588M
| $212K | ﹤0.01% |
12,898
+2,000
| +18% | +$33.7K |
|
1085
Innovative Industrial Properties
IIPR
$1.7B
| $212K | ﹤0.01% |
+918
| New | +$207K |
|
1086
Keysight
KEYS
$55.3B
| $212K | ﹤0.01% |
+1,287
| New | +$216K |
|
1087
Progyny
PGNY
$2.48B
| $212K | ﹤0.01% |
+3,784
| New | +$209K |
|
1088
Curtiss-Wright
CW
$27.4B
| $211K | ﹤0.01% |
1,677
-136
| -8% | -$16.3K |
|
1089
Everest Group
EG
$14.4B
| $211K | ﹤0.01% |
841
| – | – |
|
1090
WisdomTree Enhanced Commodity Strategy Fund
GCC
$268M
| $210K | ﹤0.01% |
+9,497
| New | +$209K |
|
1091
Blue Owl Capital
OBDC
$5.47B
| $210K | ﹤0.01% |
14,856
+139
| +0.9% | +$2.01K |
|
1092
Cintas
CTAS
$81.8B
| $209K | ﹤0.01% |
+2,192
| New | +$214K |
|
1093
3D Systems Corp
DDD
$459M
| $209K | ﹤0.01% |
7,580
+636
| +9% | +$18.8K |
|
1094
EXL Service
EXLS
$5.22B
| $209K | ﹤0.01% |
+8,490
| New | +$198K |
|
1095
Hilton Worldwide
HLT
$70.6B
| $209K | ﹤0.01% |
+1,581
| New | +$200K |
|
1096
Plug Power
PLUG
$2.87B
| $209K | ﹤0.01% |
+8,134
| New | +$218K |
|
1097
Huntington Ingalls Industries
HII
$12.9B
| $208K | ﹤0.01% |
1,068
+17
| +2% | +$3.44K |
|
1098
ProShares S&P Technology Dividend Aristocrats ETF
TDV
$270M
| $208K | ﹤0.01% |
3,487
-53
| -1% | -$3.23K |
|
1099
TE Connectivity
TEL
$58.6B
| $208K | ﹤0.01% |
1,514
-492
| -25% | -$71K |
|
|
XLNX
1100
DELISTED
Xilinx Inc
XLNX
| $208K | ﹤0.01% |
+1,373
| New | +$201K |
|
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Avantax Advisory Services's Q3 2021 Portfolio in Review
As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.
- Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
- Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
- Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
- Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
- Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
- Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
- Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.
Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.