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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAD icon
1051
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$62.8M
$228K ﹤0.01%
+4,939
New +$237K
USXF icon
1052
iShares ESG Advanced MSCI USA ETF
USXF
$1.43B
$227K ﹤0.01%
+6,289
New +$234K
CMP icon
1053
Compass Minerals
CMP
$1.21B
$226K ﹤0.01%
+3,498
New +$230K
JEPI icon
1054
JPMorgan Equity Premium Income ETF
JEPI
$45.7B
$226K ﹤0.01%
+3,780
New +$233K
AVTR icon
1055
Avantor
AVTR
$9.24B
$225K ﹤0.01%
5,468
-10,102
-65% -$395K
MGK icon
1056
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
$225K ﹤0.01%
4,795
-170
-3% -$8.22K
ODFL icon
1057
Old Dominion Freight Line
ODFL
$44B
$225K ﹤0.01%
+1,572
New +$218K
PARA
1058
DELISTED
Paramount Global Class B
PARA
$225K ﹤0.01%
5,687
+878
+18% +$35.8K
SPMD icon
1059
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.5B
$224K ﹤0.01%
+4,861
New +$230K
DELL icon
1060
Dell
DELL
$277B
$223K ﹤0.01%
4,246
-114
-3% -$5.68K
NUEM icon
1061
Nuveen ESG Emerging Markets Equity ETF
NUEM
$372M
$223K ﹤0.01%
6,595
+1,056
+19% +$37K
PMAR icon
1062
Innovator US Equity Power Buffer ETF March
PMAR
$766M
$223K ﹤0.01%
7,266
– –
DOC icon
1063
Healthpeak Properties
DOC
$14.9B
$221K ﹤0.01%
6,646
+215
+3% +$7.61K
EVT icon
1064
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.13B
$220K ﹤0.01%
8,038
-342
-4% -$9.54K
VGSH icon
1065
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$219K ﹤0.01%
3,564
+7
+0.2% +$430
FDS icon
1066
Factset
FDS
$9.59B
$218K ﹤0.01%
+553
New +$201K
OGS icon
1067
ONE Gas
OGS
$4.92B
$218K ﹤0.01%
3,437
-269
-7% -$19.2K
FLNA
1068
Filana Therapeutics
FLNA
$49.3M
$218K ﹤0.01%
3,513
+838
+31% +$69.9K
FBGX
1069
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$218K ﹤0.01%
308
– –
FFC
1070
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$217K ﹤0.01%
+9,756
New +$223K
PRFT
1071
DELISTED
Perficient Inc
PRFT
$217K ﹤0.01%
+1,875
New +$193K
MCO icon
1072
Moody's
MCO
$83.7B
$216K ﹤0.01%
+611
New +$230K
EQR icon
1073
Equity Residential
EQR
$25.3B
$215K ﹤0.01%
2,699
-35
-1% -$2.89K
ETSY icon
1074
Etsy
ETSY
$7.89B
$215K ﹤0.01%
1,038
-357
-26% -$72.4K
MUJ icon
1075
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$215K ﹤0.01%
+13,757
New +$218K
41 42
43
44 45

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.