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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWA icon
1001
BorgWarner
BWA
$13B
$252K ﹤0.01%
+6,657
New +$265K
FANG icon
1002
Diamondback Energy
FANG
$55.9B
$252K ﹤0.01%
2,632
-4,532
-63% -$364K
PGF icon
1003
Invesco Financial Preferred ETF
PGF
$676M
$252K ﹤0.01%
13,336
+1,600
+14% +$30.5K
VIGI icon
1004
Vanguard International Dividend Appreciation ETF
VIGI
$9.1B
$250K ﹤0.01%
+2,845
New +$254K
WY icon
1005
Weyerhaeuser
WY
$18.2B
$249K ﹤0.01%
+6,882
New +$241K
AVDL
1006
DELISTED
Avadel Pharmaceuticals
AVDL
$248K ﹤0.01%
25,000
+2,000
+9% +$15.7K
AEE icon
1007
Ameren
AEE
$30.3B
$247K ﹤0.01%
3,060
+300
+11% +$25.6K
KJAN icon
1008
Innovator US Small Cap Power Buffer ETF January
KJAN
$325M
$247K ﹤0.01%
7,929
– –
WSM icon
1009
Williams-Sonoma
WSM
$28.2B
$247K ﹤0.01%
2,778
+180
+7% +$15.2K
AKAM icon
1010
Akamai
AKAM
$17.1B
$245K ﹤0.01%
+2,339
New +$267K
RELX icon
1011
RELX
RELX
$63.1B
$245K ﹤0.01%
+8,506
New +$251K
VEEV icon
1012
Veeva Systems
VEEV
$33.5B
$245K ﹤0.01%
847
-23
-3% -$7.3K
XT icon
1013
iShares Future Exponential Technologies ETF
XT
$3.85B
$245K ﹤0.01%
3,909
+40
+1% +$2.58K
BBN icon
1014
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$244K ﹤0.01%
+9,443
New +$248K
NUMV icon
1015
Nuveen ESG Mid-Cap Value ETF
NUMV
$450M
$244K ﹤0.01%
6,665
+599
+10% +$22K
OGE icon
1016
OGE Energy
OGE
$9.79B
$244K ﹤0.01%
7,394
+844
+13% +$29.1K
CPER icon
1017
United States Copper Index Fund
CPER
$767M
$243K ﹤0.01%
9,700
– –
CPT icon
1018
Camden Property Trust
CPT
$11B
$240K ﹤0.01%
1,634
+70
+4% +$10.3K
FSS icon
1019
Federal Signal
FSS
$7.88B
$240K ﹤0.01%
6,181
-1,530
-20% -$60.2K
HYLB icon
1020
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$240K ﹤0.01%
5,960
+509
+9% +$20.4K
IBDQ
1021
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
0
– –
PSA icon
1022
Public Storage
PSA
$60.9B
$240K ﹤0.01%
803
-713
-47% -$224K
XLG icon
1023
Invesco S&P 500 Top 50 ETF
XLG
$10.8B
$240K ﹤0.01%
7,260
+10
+0.1% +$339
ARE icon
1024
Alexandria Real Estate Equities
ARE
$9.24B
$239K ﹤0.01%
1,252
-706
-36% -$141K
EZM icon
1025
WisdomTree US MidCap Fund
EZM
$950M
$239K ﹤0.01%
4,586
+15
+0.3% +$789
39 40
41
42 43

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.