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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SON icon
976
Sonoco
SON
$5.58B
$267K ﹤0.01%
4,458
-250
-5% -$16K
BSCN
977
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$267K ﹤0.01%
12,331
-14,757
-54% -$320K
PTH icon
978
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$230M
$266K ﹤0.01%
4,974
+495
+11% +$27.7K
PSEC icon
979
Prospect Capital
PSEC
$1.11B
$265K ﹤0.01%
34,507
-412
-1% -$3.32K
HTD
980
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$912M
$264K ﹤0.01%
11,536
+190
+2% +$4.69K
CBRE icon
981
CBRE Group
CBRE
$43B
$263K ﹤0.01%
2,701
+200
+8% +$18.6K
RTL
982
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$263K ﹤0.01%
32,714
+5,530
+20% +$46.7K
DOX icon
983
Amdocs
DOX
$5.88B
$262K ﹤0.01%
3,498
+309
+10% +$23.9K
FDIQ
984
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$50M
$261K ﹤0.01%
4,275
+451
+12% +$26.4K
SMB icon
985
VanEck Short Muni ETF
SMB
$311M
$261K ﹤0.01%
14,485
– –
LCID icon
986
Lucid Motors
LCID
$3B
$260K ﹤0.01%
+1,027
New +$238K
SRLN icon
987
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$260K ﹤0.01%
+5,648
New +$259K
WPS
988
DELISTED
iShares International Developed Property ETF
WPS
$259K ﹤0.01%
6,995
-243
-3% -$9.49K
AIG icon
989
American International
AIG
$41.8B
$258K ﹤0.01%
4,765
-7,945
-63% -$409K
ALLY icon
990
Ally Financial
ALLY
$13.4B
$258K ﹤0.01%
5,094
+1,037
+26% +$53.6K
DEA
991
Easterly Government Properties
DEA
$1.17B
$258K ﹤0.01%
5,024
-2,139
-30% -$116K
FMC icon
992
FMC
FMC
$1.3B
$258K ﹤0.01%
2,816
+919
+48% +$90.7K
REZ icon
993
iShares Residential and Multisector Real Estate ETF
REZ
$874M
$258K ﹤0.01%
3,015
– –
RJF icon
994
Raymond James Financial
RJF
$34.1B
$258K ﹤0.01%
2,804
– –
KBWY icon
995
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$314M
$256K ﹤0.01%
11,126
+26
+0.2% +$615
RF icon
996
Regions Financial
RF
$26.9B
$256K ﹤0.01%
+11,970
New +$238K
CPB icon
997
Campbell Soup
CPB
$6.67B
$255K ﹤0.01%
+6,085
New +$264K
WDC icon
998
Western Digital
WDC
$182B
$254K ﹤0.01%
5,928
+16
+0.3% +$760
CMAX
999
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
$254K ﹤0.01%
+877
New +$258K
SPMB icon
1000
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.96B
$253K ﹤0.01%
10,201
-28,133
-73% -$727K
38 39
40
41 42

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.