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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
76
iShares Russell 1000 ETF
IWB
$47.9B
$12.4M 0.21%
51,289
+3,117
+6% +$775K
FSK icon
77
FS KKR Capital
FSK
$2.96B
$12.4M 0.21%
560,619
+12,449
+2% +$275K
XLF icon
78
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$12.3M 0.21%
328,497
+101,372
+45% +$3.79M
XLK icon
79
State Street Technology Select Sector SPDR ETF
XLK
$115B
$12.3M 0.2%
164,538
+5,170
+3% +$399K
HDV
80
iShares Core High Dividend ETF
HDV
$14.5B
$12.2M 0.2%
646,705
+3,755
+0.6% +$72.7K
FTCS icon
81
First Trust Capital Strength ETF
FTCS
$7.95B
$12.1M 0.2%
161,190
-5,699
-3% -$444K
PG icon
82
Procter & Gamble
PG
$335B
$12M 0.2%
85,956
+627
+0.7% +$88.9K
META icon
83
Meta Platforms (Facebook)
META
$1.37T
$12M 0.2%
35,262
+2,074
+6% +$747K
XLE icon
84
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$12M 0.2%
458,556
+44,414
+11% +$1.1M
ISCV icon
85
iShares Morningstar Small-Cap Value ETF
ISCV
$695M
$11.8M 0.2%
207,180
+784
+0.4% +$44.7K
ESGU icon
86
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$11.6M 0.19%
117,504
+35,085
+43% +$3.56M
VO icon
87
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$11.3M 0.19%
190,492
+5,164
+3% +$312K
EMLP icon
88
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$11.2M 0.19%
473,516
+12,399
+3% +$302K
T icon
89
AT&T
T
$159B
$11M 0.18%
536,678
+29,031
+6% +$610K
IWP icon
90
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$10.9M 0.18%
96,947
+3,662
+4% +$421K
DVY icon
91
iShares Select Dividend ETF
DVY
$23.6B
$10.8M 0.18%
94,313
+9,742
+12% +$1.14M
FDN icon
92
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$10.7M 0.18%
45,267
+1,042
+2% +$255K
MBB icon
93
iShares MBS ETF
MBB
$39.1B
$10.5M 0.17%
96,718
+6,299
+7% +$683K
IMCG icon
94
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.93B
$10.3M 0.17%
150,095
+3,559
+2% +$251K
ABBV icon
95
AbbVie
ABBV
$455B
$10.3M 0.17%
95,760
+9,387
+11% +$1.07M
ARKK icon
96
ARK Innovation ETF
ARKK
$5.77B
$10.2M 0.17%
92,208
+6,671
+8% +$803K
DIA icon
97
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$10.1M 0.17%
29,839
+1,775
+6% +$620K
PFE icon
98
Pfizer
PFE
$142B
$9.97M 0.17%
231,790
+6,367
+3% +$282K
LSAT icon
99
LeaderShares AlphaFactor Tactical Focused ETF
LSAT
$65.7M
$9.6M 0.16%
280,652
+63,771
+29% +$2.25M
ILCV icon
100
iShares Morningstar Value ETF
ILCV
$1.32B
$9.52M 0.16%
149,561
+7,303
+5% +$477K
2 3
4
5 6

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.