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AAS
Avantax Advisory Services Portfolio holdings
AUM
$18.2B
1-Year Est. Return
15.06%
This Fund
S&P 500
This Quarter
Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
(+8.8%)
Cap. Flow
+$562M
Cap. Flow
% of AUM
9.36%
Top 10 Holdings %
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$252M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$36.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$32M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$20.1M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$14.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Indxx NextG ETF
NXTG
|
+$5.75M |
| 2 |
Shopify
SHOP
|
+$4.98M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$2.65M |
| 4 |
First Trust Emerging Markets AlphaDEX Fund
FEM
|
+$2.49M |
| 5 |
FT Vest Growth-100 Buffer ETF December
QDEC
|
+$2.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.08% |
| 2 | Financials | 2.88% |
| 3 | Healthcare | 2.19% |
| 4 | Consumer Discretionary | 2.14% |
| 5 | Communication Services | 1.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$588M
| $318K | 0.01% |
4,442
-383
| -8% | -$28.2K |
|
902
Jefferies Financial Group
JEF
$12.8B
| $318K | 0.01% |
8,937
-7,413
| -45% | -$248K |
|
903
Aon
AON
$75.9B
| $317K | 0.01% |
1,107
+24
| +2% | +$6.45K |
|
904
Asana
ASAN
$1.97B
| $317K | 0.01% |
+3,052
| New | +$253K |
|
905
Avantis US Small Cap Value ETF
AVUV
$30.9B
| $317K | 0.01% |
+4,220
| New | +$313K |
|
906
LKQ Corp
LKQ
$5.91B
| $316K | 0.01% |
6,292
-175
| -3% | -$8.91K |
|
907
Innovator US Equity Power Buffer ETF January
PJAN
$1.44B
| $316K | 0.01% |
9,696
-450
| -4% | -$14.7K |
|
908
Corteva
CTVA
$50.9B
| $315K | 0.01% |
7,535
+2,530
| +51% | +$109K |
|
909
AB InBev
BUD
$166B
| $312K | 0.01% |
5,485
+840
| +18% | +$52.7K |
|
910
Steel Dynamics
STLD
$37B
| $311K | 0.01% |
+5,311
| New | +$339K |
|
911
WEC Energy
WEC
$35.6B
| $311K | 0.01% |
3,528
+15
| +0.4% | +$1.41K |
|
912
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $310K | 0.01% |
7,988
-526
| -6% | -$20.4K |
|
913
Innovator Emerging Markets Power Buffer ETF April
EAPR
$97.5M
| $310K | 0.01% |
12,587
+816
| +7% | +$20.4K |
|
914
Fidelity Low Volatility Factor ETF
FDLO
$1.44B
| $310K | 0.01% |
6,489
+1,179
| +22% | +$57.7K |
|
|
FISV
915
Fiserv Inc
FISV
$29B
| $307K | 0.01% |
2,822
+103
| +4% | +$11.5K |
|
916
National Beverage
FIZZ
$2.95B
| $307K | 0.01% |
5,839
| – | – |
|
917
iShares Government/Credit Bond ETF
GBF
$128M
| $307K | 0.01% |
2,519
+33
| +1% | +$4.07K |
|
918
Vicor
VICR
$9.85B
| $307K | 0.01% |
+2,286
| New | +$273K |
|
919
Eastman Chemical
EMN
$8.23B
| $306K | 0.01% |
3,031
+242
| +9% | +$26.7K |
|
920
Fidelity MSCI Health Care Index ETF
FHLC
$3.28B
| $305K | 0.01% |
4,788
+22
| +0.5% | +$1.45K |
|
921
Qorvo
QRVO
$7.89B
| $305K | 0.01% |
1,817
+211
| +13% | +$39.2K |
|
922
Chewy
CHWY
$9.4B
| $304K | 0.01% |
4,444
+1,025
| +30% | +$84.8K |
|
923
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
| $304K | 0.01% |
+2,351
| New | +$308K |
|
924
iShares US Basic Materials ETF
IYM
$1.18B
| $303K | 0.01% |
2,438
+73
| +3% | +$9.52K |
|
|
FRC
925
DELISTED
First Republic Bank
FRC
| $303K | 0.01% |
1,577
+183
| +13% | +$36K |
|
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FHA
MME
MC
NFC
Avantax Advisory Services's Q3 2021 Portfolio in Review
As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.
- Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
- Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
- Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
- Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
- Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
- Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
- Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.
Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.