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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHT
876
Universal Health Realty Income Trust
UHT
$603M
$337K 0.01%
6,056
+324
+6% +$19.1K
MSI icon
877
Motorola Solutions
MSI
$72.3B
$336K 0.01%
1,449
+28
+2% +$6.5K
ROP icon
878
Roper Technologies
ROP
$38.8B
$336K 0.01%
751
+45
+6% +$21.6K
AGR
879
DELISTED
Avangrid, Inc.
AGR
$334K 0.01%
6,910
+60
+0.9% +$3.16K
ROOF
880
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$334K 0.01%
13,059
+1,734
+15% +$45.1K
HEEM icon
881
iShares Currency Hedged MSCI Emerging Markets
HEEM
$277M
$333K 0.01%
+10,990
New +$344K
NLY icon
882
Annaly Capital Management
NLY
$17.1B
$332K 0.01%
9,885
+2,247
+29% +$77.3K
JHMD icon
883
John Hancock Multifactor Developed International ETF
JHMD
$968M
$330K 0.01%
9,853
– –
VGR
884
DELISTED
Vector Group Ltd.
VGR
$329K 0.01%
36,381
+30
+0.1% +$293
AOM icon
885
iShares Core Moderate Allocation ETF
AOM
$1.76B
$328K 0.01%
7,375
+2,342
+47% +$106K
NUDM icon
886
Nuveen ESG International Developed Markets Equity ETF
NUDM
$710M
$328K 0.01%
10,460
+2,378
+29% +$76.6K
APA icon
887
APA Corp
APA
$13.2B
$327K 0.01%
15,430
-492
-3% -$9.41K
CDC icon
888
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$326K 0.01%
5,060
– –
IGIB icon
889
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$325K 0.01%
5,432
-156
-3% -$9.48K
MRVL icon
890
Marvell Technology
MRVL
$168B
$325K 0.01%
5,405
+971
+22% +$58.2K
OGN icon
891
Organon & Co
OGN
$3.56B
$325K 0.01%
10,893
+84
+0.8% +$2.69K
LFUS icon
892
Littelfuse
LFUS
$11.2B
$324K 0.01%
1,179
-49
-4% -$13.1K
AXON
893
Axon Enterprise
AXON
$42.5B
$323K 0.01%
1,836
+250
+16% +$45.4K
BAPR icon
894
Innovator US Equity Buffer ETF April
BAPR
$408M
$323K 0.01%
10,153
– –
FWRD icon
895
Forward Air
FWRD
$444M
$323K 0.01%
3,911
-62
-2% -$5.42K
OSK icon
896
Oshkosh
OSK
$8.79B
$323K 0.01%
3,159
+10
+0.3% +$1.15K
PAWZ icon
897
ProShares Pet Care ETF
PAWZ
$33M
$322K 0.01%
4,143
+778
+23% +$63.6K
FMHI icon
898
First Trust Municipal High Income ETF
FMHI
$994M
$321K 0.01%
+5,755
New +$325K
CBOE icon
899
Cboe Global Markets
CBOE
$32.5B
$320K 0.01%
2,585
-50
-2% -$6.11K
SONY icon
900
Sony
SONY
$137B
$319K 0.01%
14,360
– –
34 35
36
37 38

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.