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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
826
Charter Communications
CHTR
$17.2B
$375K 0.01%
520
-17
-3% -$12.9K
NAD icon
827
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$374K 0.01%
23,912
+76
+0.3% +$1.23K
HPQ icon
828
HP
HPQ
$24.8B
$373K 0.01%
13,564
+1,353
+11% +$38.9K
WYNN icon
829
Wynn Resorts
WYNN
$10.2B
$372K 0.01%
4,401
+1,065
+32% +$105K
VNQI icon
830
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$370K 0.01%
6,522
-6,647
-50% -$390K
FLG
831
Flagstar Bank National Association
FLG
$5.93B
$370K 0.01%
9,636
+2,573
+36% +$93.3K
IEV icon
832
iShares Europe ETF
IEV
$1.67B
$368K 0.01%
7,047
-4,603
-40% -$249K
HASI icon
833
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.93B
$366K 0.01%
6,823
-6,650
-49% -$379K
CLF icon
834
Cleveland-Cliffs
CLF
$6.4B
$365K 0.01%
18,276
+6,565
+56% +$150K
LGLV icon
835
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
$365K 0.01%
2,733
+11
+0.4% +$1.52K
PALC icon
836
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
$213M
$365K 0.01%
+9,405
New +$373K
UBER icon
837
Uber
UBER
$146B
$365K 0.01%
8,227
+1,799
+28% +$78.6K
JULT icon
838
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$60.4M
$363K 0.01%
13,025
– –
DTE icon
839
DTE Energy
DTE
$29.5B
$362K 0.01%
3,241
-638
-16% -$74.8K
LH icon
840
Labcorp
LH
$24.9B
$361K 0.01%
1,495
+311
+26% +$78.4K
LULU icon
841
lululemon athletica
LULU
$14B
$361K 0.01%
894
-102
-10% -$40.9K
TRP icon
842
TC Energy
TRP
$68.6B
$361K 0.01%
7,495
-1,047
-12% -$50.8K
FV icon
843
First Trust Dorsey Wright Focus 5 ETF
FV
$3.64B
$360K 0.01%
7,843
+688
+10% +$32.5K
GXC icon
844
State Street SPDR S&P China ETF
GXC
$476M
$360K 0.01%
3,267
-173
-5% -$20.3K
HIG icon
845
Hartford Financial Services
HIG
$39.2B
$360K 0.01%
+5,131
New +$339K
NET icon
846
Cloudflare
NET
$100B
$360K 0.01%
3,200
+484
+18% +$57.8K
COPX icon
847
Global X Copper Miners ETF NEW
COPX
$7.36B
$359K 0.01%
10,545
+2,006
+23% +$72.7K
KAPR icon
848
Innovator US Small Cap Power Buffer ETF April
KAPR
$217M
$359K 0.01%
13,287
-203
-2% -$5.54K
ACWX icon
849
iShares MSCI ACWI ex US ETF
ACWX
$11.6B
$357K 0.01%
6,458
+2,517
+64% +$143K
DFIV icon
850
Dimensional International Value ETF
DFIV
$21.4B
$354K 0.01%
+10,724
New +$354K
32 33
34
35 36

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.