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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$8.93B
AUM Growth
+$185M
Cap. Flow
+$504M
Cap. Flow %
5.64%
Top 10 Hldgs %
40.68%
Holding
1,644
New
139
Increased
743
Reduced
605
Closed
99

Top Buys

Rank Stock Value
1
VONG icon
Vanguard Russell 1000 Growth ETF
VONG
+$404M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$242M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$92.5M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.1M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$21.7M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$413M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$40.1M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$36.7M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$17.3M
5
HDV
iShares Core High Dividend ETF
HDV
+$11.8M

Sector Composition

Rank Sector Weight
1 Technology 4.97%
2 Financials 2.76%
3 Healthcare 2.24%
4 Consumer Discretionary 1.84%
5 Energy 1.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAPR icon
801
Innovator US Equity Ultra Buffer ETF April
UAPR
$158M
$719K 0.01%
27,900
-3,442
-11% -$90K
HNDL icon
802
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$638M
$715K 0.01%
37,407
-3,483
-9% -$69.8K
AEM icon
803
Agnico Eagle Mines
AEM
$76.3B
$713K 0.01%
15,692
+170
+1% +$8.34K
PJUN icon
804
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$712K 0.01%
22,749
-1,700
-7% -$54K
IBDQ
805
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$712K 0.01%
29,196
+11,624
+66% +$284K
MAS icon
806
Masco
MAS
$15.2B
$707K 0.01%
13,222
+1,002
+8% +$57.7K
CCL icon
807
Carnival Corporation Ltd
CCL
$40.5B
$706K 0.01%
51,444
-2,721
-5% -$45.1K
EJAN icon
808
Innovator Emerging Markets Power Buffer ETF January
EJAN
$147M
$702K 0.01%
25,632
-1,318
-5% -$37.3K
VONV icon
809
Vanguard Russell 1000 Value ETF
VONV
$21.1B
$702K 0.01%
10,526
+129
+1% +$8.97K
JAVA icon
810
JPMorgan Active Value ETF
JAVA
$7.13B
$701K 0.01%
13,676
+379
+3% +$20.2K
SRE icon
811
Sempra
SRE
$56.6B
$700K 0.01%
10,283
-683
-6% -$49.3K
LDUR icon
812
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$699K 0.01%
7,462
+4,203
+129% +$394K
FNDA icon
813
Schwab Fundamental US Small Company Index ETF
FNDA
$9.4B
$698K 0.01%
28,770
-8,684
-23% -$221K
FIG
814
DELISTED
Simplify Macro Strategy ETF
FIG
$696K 0.01%
+30,924
New +$710K
FAPR icon
815
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$695K 0.01%
21,558
+1,517
+8% +$50K
PRN icon
816
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$437M
$693K 0.01%
6,855
+755
+12% +$79.6K
HDEF icon
817
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.33B
$682K 0.01%
30,190
+9,875
+49% +$228K
IIPR icon
818
Innovative Industrial Properties
IIPR
$1.75B
$680K 0.01%
8,984
-99
-1% -$7.92K
SRVR icon
819
Pacer Data & Infrastructure Real Estate ETF
SRVR
$385M
$677K 0.01%
26,151
-627
-2% -$17.9K
EAGG icon
820
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$677K 0.01%
14,945
+1,768
+13% +$82K
DFAT icon
821
Dimensional US Targeted Value ETF
DFAT
$14.9B
$676K 0.01%
14,803
-185
-1% -$8.79K
LNT icon
822
Alliant Energy
LNT
$18.3B
$676K 0.01%
13,951
-493
-3% -$25.6K
OMC icon
823
Omnicom Group
OMC
$22.4B
$674K 0.01%
9,044
+1,121
+14% +$92.4K
ZS icon
824
Zscaler
ZS
$26.4B
$672K 0.01%
4,322
-6
-0.1% -$900
SLF icon
825
Sun Life Financial
SLF
$45.6B
$672K 0.01%
13,767
+424
+3% +$21.3K
31 32
33
34 35

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CWM
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CM
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CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2023 Portfolio in Review

As of Q3 2023, Avantax Advisory Services held 1,644 positions worth $8.93B, up 2.1% from $8.75B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Avantax Advisory Services deployed $504M of net new capital in Q3 2023, opening 139 new positions and adding to 743 existing holdings. Its largest new stake was ALPS International Sector Dividend Dogs ETF: 439,190 shares worth $12M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 5.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was JPMorgan Ultra-Short Income ETF, an estimated $413M trimmed.

  • Avantax Advisory Services's largest Q3 2023 buy was ALPS International Sector Dividend Dogs ETF: 439,190 shares worth $12M.
  • Avantax Advisory Services added most to Vanguard Russell 1000 Growth ETF in Q3 2023, an estimated $404M increase.
  • Avantax Advisory Services's biggest Q3 2023 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $413M.
  • Avantax Advisory Services fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $1.85M.
  • Avantax Advisory Services's ten largest holdings make up 41% of its $8.93B portfolio in Q3 2023.
  • Avantax Advisory Services opened 139 new positions and closed 99 in Q3 2023.
  • Avantax Advisory Services's portfolio value rose 2.1% quarter-over-quarter to $8.93B.

Based on Avantax Advisory Services's 13F filing for Q3 2023, filed 8 Nov 2023.