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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.31B
AUM Growth
+$1.84B
Cap. Flow
+$1.64B
Cap. Flow %
37.93%
Top 10 Hldgs %
46.96%
Holding
858
New
275
Increased
472
Reduced
52
Closed
28

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$284M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$164M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$106M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$92.2M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$47.6M

Top Sells

Rank Stock Value
1
PAYC icon
Paycom
PAYC
+$2.73M
2
ROP icon
Roper Technologies
ROP
+$1.82M
3
AAPL icon
Apple
AAPL
+$1.61M
4
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$954K
5
CELG
Celgene Corp
CELG
+$919K

Sector Composition

Rank Sector Weight
1 Technology 2.65%
2 Financials 2.32%
3 Healthcare 1.59%
4 Energy 1.43%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BE icon
801
Bloom Energy
BE
$46.6B
$76K ﹤0.01%
+10,147
New +$49.2K
GGN
802
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$75K ﹤0.01%
+16,800
New +$71.6K
RIGL icon
803
Rigel Pharmaceuticals
RIGL
$723M
$75K ﹤0.01%
3,511
+1,295
+58% +$26.7K
DHF
804
BNY Mellon High Yield Strategies Fund
DHF
$170M
$64K ﹤0.01%
+20,207
New +$61.7K
NBR icon
805
Nabors Industries
NBR
$1.17B
$58K ﹤0.01%
+398
New +$41.9K
AKS
806
DELISTED
AK Steel Holding Corp
AKS
$44K ﹤0.01%
+13,450
New +$37.3K
AUY
807
DELISTED
Yamana Gold, Inc.
AUY
$40K ﹤0.01%
+10,121
New +$35.5K
TXMD icon
808
TherapeuticsMD
TXMD
$23.8M
$31K ﹤0.01%
260
– –
NOG icon
809
Northern Oil and Gas
NOG
$2.29B
$23K ﹤0.01%
1,000
– –
VIVS
810
VivoSim Labs
VIVS
$1.21M
$15K ﹤0.01%
+171
New +$16K
DMK
811
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$12K ﹤0.01%
243
+100
+70% +$4.85K
MVIS icon
812
Microvision
MVIS
$84.8M
$9K ﹤0.01%
12,380
– –
PLM
813
DELISTED
PolyMet Mining Corp.
PLM
$7K ﹤0.01%
3,201
-150
-4% -$455
AVY icon
814
Avery Dennison
AVY
$12.8B
– –
-2,163
Closed -$245K
CTVA icon
815
Corteva
CTVA
$60.5B
– –
-7,500
Closed -$211K
FSS icon
816
Federal Signal
FSS
$6.82B
– –
-16,032
Closed -$526K
HROW icon
817
Harrow
HROW
$1.44B
– –
-14,097
Closed -$79K
INFY icon
818
Infosys
INFY
$51B
– –
-11,827
Closed -$134K
IPG
819
DELISTED
Interpublic Group of Companies
IPG
– –
-10,274
Closed -$223K
NCZ
820
Virtus Convertible & Income Fund II
NCZ
$283M
– –
-3,399
Closed -$67K
NOK icon
821
Nokia
NOK
$46.9B
– –
-55,392
Closed -$281K
NSP icon
822
Insperity
NSP
$2.03B
– –
-2,432
Closed -$241K
PAYC icon
823
Paycom
PAYC
$7.88B
– –
-13,032
Closed -$2.73M
RNP icon
824
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
– –
-9,583
Closed -$235K
ROP icon
825
Roper Technologies
ROP
$40.4B
– –
-5,085
Closed -$1.82M
30 31 32
33
34

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CWM
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CM
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CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, Avantax Advisory Services held 858 positions worth $4.31B, up 74% from $2.47B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Avantax Advisory Services deployed $1.64B of net new capital in Q4 2019, opening 275 new positions and adding to 472 existing holdings. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, down from 3.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.61M trimmed.

  • Avantax Advisory Services's largest Q4 2019 buy was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $284M increase.
  • Avantax Advisory Services's biggest Q4 2019 reduction was Apple, cutting an estimated $1.61M.
  • Avantax Advisory Services fully exited Paycom in Q4 2019, selling an estimated $2.73M.
  • Avantax Advisory Services's ten largest holdings make up 47% of its $4.31B portfolio in Q4 2019.
  • Avantax Advisory Services opened 275 new positions and closed 28 in Q4 2019.
  • Avantax Advisory Services's portfolio value rose 74% quarter-over-quarter to $4.31B.

Based on Avantax Advisory Services's 13F filing for Q4 2019, filed 14 Feb 2020.