We are live on ! Find out more
AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IP icon
751
International Paper
IP
$22.1B
$460K 0.01%
8,677
+217
+3% +$12.1K
KJUL icon
752
Innovator US Small Cap Power Buffer ETF July
KJUL
$217M
$460K 0.01%
17,694
+5,626
+47% +$147K
BAX icon
753
Baxter International
BAX
$14.3B
$453K 0.01%
5,653
+1,861
+49% +$147K
SGOL icon
754
abrdn Physical Gold Shares ETF
SGOL
$6.96B
$448K 0.01%
26,569
+48
+0.2% +$825
PXD
755
DELISTED
Pioneer Natural Resource Co.
PXD
$448K 0.01%
2,690
-80
-3% -$12.1K
TSLX icon
756
Sixth Street Specialty
TSLX
$1.7B
$445K 0.01%
20,064
-6,841
-25% -$157K
DG icon
757
Dollar General
DG
$27.9B
$443K 0.01%
2,101
-297
-12% -$67K
RPV icon
758
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
$443K 0.01%
+5,826
New +$444K
JETS icon
759
US Global Jets ETF
JETS
$815M
$442K 0.01%
18,865
-6,292
-25% -$145K
KBR icon
760
KBR
KBR
$4.69B
$441K 0.01%
11,167
+449
+4% +$17.4K
BSCM
761
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$440K 0.01%
20,396
-3,295
-14% -$71.1K
IBND icon
762
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$439K 0.01%
12,427
+4,573
+58% +$166K
BGS icon
763
B&G Foods
BGS
$287M
$438K 0.01%
14,620
+205
+1% +$6.15K
FNCB
764
DELISTED
FNCB Bancorp Inc. Common Stock
FNCB
$435K 0.01%
52,914
+492
+0.9% +$3.8K
MCHP icon
765
Microchip Technology
MCHP
$42.8B
$434K 0.01%
5,654
-30
-0.5% -$2.25K
PKW icon
766
Invesco BuyBack Achievers ETF
PKW
$1.75B
$434K 0.01%
4,794
-1,961
-29% -$180K
SCCO icon
767
Southern Copper
SCCO
$162B
$434K 0.01%
8,318
-171
-2% -$9.9K
HDB icon
768
HDFC Bank
HDB
$124B
$433K 0.01%
11,888
+866
+8% +$32.1K
RBLX icon
769
Roblox
RBLX
$26.7B
$433K 0.01%
5,729
+3,045
+113% +$250K
NYF icon
770
iShares New York Muni Bond ETF
NYF
$1.39B
$432K 0.01%
7,457
-224
-3% -$13.1K
SCHX icon
771
Schwab US Large- Cap ETF
SCHX
$73.5B
$430K 0.01%
24,822
+2,838
+13% +$50.6K
KBWD icon
772
Invesco KBW High Dividend Yield Financial ETF
KBWD
$416M
$429K 0.01%
21,060
-1,140
-5% -$23.3K
XAR icon
773
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.25B
$428K 0.01%
3,592
-382
-10% -$47.2K
IWL icon
774
iShares Russell Top 200 ETF
IWL
$2.25B
$427K 0.01%
4,152
-522
-11% -$55.4K
GEM icon
775
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.7B
$426K 0.01%
11,507
+31
+0.3% +$1.21K
29 30
31
32 33

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.