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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
51
Vanguard Total Bond Market
BND
$158B
$18.4M 0.31%
215,096
+8,840
+4% +$763K
IUSV icon
52
iShares Core S&P US Value ETF
IUSV
$27.3B
$18.3M 0.31%
258,252
+14,157
+6% +$1.03M
BIV icon
53
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$17.6M 0.29%
197,169
+6,855
+4% +$621K
JNJ icon
54
Johnson & Johnson
JNJ
$640B
$17.5M 0.29%
108,691
+7,140
+7% +$1.22M
GOOG icon
55
Alphabet (Google) Class C
GOOG
$4.11T
$17.1M 0.28%
128,100
+8,500
+7% +$1.17M
NOBL icon
56
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$16.8M 0.28%
379,388
+10,484
+3% +$484K
V icon
57
Visa
V
$677B
$16.2M 0.27%
72,804
+9,840
+16% +$2.31M
TSLA icon
58
Tesla
TSLA
$1.18T
$16.1M 0.27%
62,124
-6,024
-9% -$1.42M
IMCB icon
59
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
$15.4M 0.26%
231,249
+2,157
+0.9% +$146K
TIP icon
60
iShares TIPS Bond ETF
TIP
$14.5B
$15.3M 0.26%
120,009
+14,271
+13% +$1.84M
GOOGL icon
61
Alphabet (Google) Class A
GOOGL
$4.12T
$14.9M 0.25%
111,480
+8,200
+8% +$1.12M
EFA icon
62
iShares MSCI EAFE ETF
EFA
$76.4B
$14.8M 0.25%
189,277
+9,799
+5% +$784K
PXH icon
63
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.89B
$14.3M 0.24%
641,895
+26,192
+4% +$596K
IJH icon
64
iShares Core S&P Mid-Cap ETF
IJH
$121B
$14.2M 0.24%
269,270
+30,945
+13% +$1.66M
ISCG icon
65
iShares Morningstar Small-Cap Growth ETF
ISCG
$957M
$14.2M 0.24%
287,544
+13,844
+5% +$697K
HD icon
66
Home Depot
HD
$337B
$14M 0.23%
42,689
+2,366
+6% +$777K
CVX icon
67
Chevron
CVX
$382B
$13.7M 0.23%
135,619
+7,373
+6% +$735K
DIS icon
68
Walt Disney
DIS
$171B
$13.7M 0.23%
81,158
+4,217
+5% +$752K
VWO icon
69
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$13.6M 0.23%
271,257
+17,121
+7% +$885K
FIXD icon
70
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$13.1M 0.22%
244,367
-16,275
-6% -$879K
VHT icon
71
Vanguard Health Care ETF
VHT
$18.5B
$13M 0.22%
52,841
-8,681
-14% -$2.23M
WMT icon
72
Walmart Inc
WMT
$909B
$12.8M 0.21%
276,165
+27,711
+11% +$1.34M
MDY icon
73
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$12.7M 0.21%
26,340
+1,147
+5% +$563K
VIG icon
74
Vanguard Dividend Appreciation ETF
VIG
$111B
$12.6M 0.21%
81,887
+4,762
+6% +$759K
XLRE icon
75
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
$12.4M 0.21%
279,518
+25,265
+10% +$1.17M
1 2
3
4 5

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.