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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDC
701
DELISTED
M.D.C. Holdings, Inc.
MDC
$535K 0.01%
11,361
+348
+3% +$17.6K
IWV icon
702
iShares Russell 3000 ETF
IWV
$20.2B
$532K 0.01%
+2,081
New +$545K
VTRS icon
703
Viatris
VTRS
$20.5B
$531K 0.01%
40,616
+18,460
+83% +$262K
BSEP icon
704
Innovator US Equity Buffer ETF September
BSEP
$216M
$530K 0.01%
16,964
+3,099
+22% +$99.1K
ITM icon
705
VanEck Intermediate Muni ETF
ITM
$2.14B
$529K 0.01%
10,330
– –
ADM icon
706
Archer Daniels Midland
ADM
$38.3B
$527K 0.01%
8,804
+2,626
+43% +$157K
MTB icon
707
M&T Bank
MTB
$36.7B
$525K 0.01%
3,520
+138
+4% +$19.1K
EXC icon
708
Exelon
EXC
$46.9B
$524K 0.01%
15,130
-1,320
-8% -$45.1K
MPC icon
709
Marathon Petroleum
MPC
$90.9B
$524K 0.01%
8,450
+50
+0.6% +$2.88K
SPYD icon
710
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.77B
$522K 0.01%
13,255
+1,966
+17% +$78.2K
MMS icon
711
Maximus
MMS
$3.29B
$520K 0.01%
6,257
+1,204
+24% +$103K
NWN icon
712
Northwest Natural Holdings
NWN
$2.05B
$520K 0.01%
11,327
+4,459
+65% +$228K
URI icon
713
United Rentals
URI
$71.2B
$519K 0.01%
1,485
+121
+9% +$40.6K
LEN icon
714
Lennar Class A
LEN
$20.8B
$518K 0.01%
5,717
+1,082
+23% +$107K
FITB
715
Fifth Third Bancorp
FITB
$52.7B
$512K 0.01%
12,079
+10
+0.1% +$383
LUMN icon
716
Lumen
LUMN
$6.92B
$511K 0.01%
41,217
+5,520
+15% +$69.2K
VTR icon
717
Ventas
VTR
$46B
$509K 0.01%
9,244
-2,229
-19% -$128K
FEMB icon
718
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$360M
$506K 0.01%
15,580
+604
+4% +$20.5K
LYB icon
719
LyondellBasell Industries
LYB
$19.4B
$502K 0.01%
5,337
-4,261
-44% -$418K
VONV icon
720
Vanguard Russell 1000 Value ETF
VONV
$21B
$502K 0.01%
7,304
-1,335
-15% -$93.9K
COR icon
721
Cencora
COR
$59.3B
$501K 0.01%
4,210
+740
+21% +$88.9K
ECL icon
722
Ecolab
ECL
$78.8B
$501K 0.01%
2,409
-374
-13% -$82K
LMAT icon
723
LeMaitre Vascular
LMAT
$2.38B
$501K 0.01%
9,452
-148
-2% -$8.34K
PRN icon
724
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$437M
$501K 0.01%
5,016
+2,346
+88% +$237K
BEPC icon
725
Brookfield Renewable
BEPC
$6.23B
$500K 0.01%
12,688
+1,991
+19% +$83.4K
27 28
29
30 31

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CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.