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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
676
Corning
GLW
$136B
$567K 0.01%
15,602
+7,880
+102% +$315K
PAYC icon
677
Paycom
PAYC
$7.92B
$567K 0.01%
1,145
+50
+5% +$22.3K
SCHM icon
678
Schwab US Mid-Cap ETF
SCHM
$15B
$566K 0.01%
22,161
+7,758
+54% +$203K
DGX icon
679
Quest Diagnostics
DGX
$25.7B
$565K 0.01%
3,917
-30
-0.8% -$4.39K
DHI icon
680
D.R. Horton
DHI
$41.5B
$565K 0.01%
6,745
-548
-8% -$50.5K
CAG icon
681
Conagra Brands
CAG
$7.17B
$560K 0.01%
16,601
+4,164
+33% +$141K
HBI
682
DELISTED
Hanesbrands
HBI
$560K 0.01%
32,444
+16,127
+99% +$302K
PDP icon
683
Invesco Dorsey Wright Momentum ETF
PDP
$1.51B
$560K 0.01%
6,279
– –
WCC
684
WESCO International
WCC
$18B
$559K 0.01%
4,832
+1,323
+38% +$146K
SUB icon
685
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$558K 0.01%
5,186
+978
+23% +$105K
TTD icon
686
Trade Desk
TTD
$8.87B
$558K 0.01%
7,945
+550
+7% +$42.5K
XEL icon
687
Xcel Energy
XEL
$48.4B
$558K 0.01%
8,933
-294
-3% -$19.9K
ANSS
688
DELISTED
Ansys
ANSS
$550K 0.01%
1,616
-65
-4% -$23.5K
UPST icon
689
Upstart Holdings
UPST
$2.93B
$550K 0.01%
+1,743
New +$344K
ROK icon
690
Rockwell Automation
ROK
$49.2B
$548K 0.01%
1,868
-48
-3% -$14.7K
VOE icon
691
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$548K 0.01%
3,945
+333
+9% +$47.3K
HYMB icon
692
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$546K 0.01%
18,246
+1,722
+10% +$52.3K
AGZD icon
693
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$543K 0.01%
+23,240
New +$545K
DBP icon
694
Invesco DB Precious Metals Fund
DBP
$241M
$543K 0.01%
11,499
+2,008
+21% +$98K
ENPH icon
695
Enphase Energy
ENPH
$5.52B
$542K 0.01%
3,608
+698
+24% +$120K
HDMV icon
696
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.5M
$540K 0.01%
17,422
+1,800
+12% +$57.9K
RSG icon
697
Republic Services
RSG
$64.1B
$539K 0.01%
4,514
-1,909
-30% -$228K
SJM icon
698
J.M. Smucker
SJM
$12.7B
$538K 0.01%
4,506
+188
+4% +$23.9K
XMLV icon
699
Invesco S&P MidCap Low Volatility ETF
XMLV
$749M
$537K 0.01%
10,125
-167
-2% -$9.06K
TROW icon
700
T. Rowe Price
TROW
$24B
$535K 0.01%
2,723
-323
-11% -$68K
26 27
28
29 30

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.