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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.31B
AUM Growth
+$1.84B
Cap. Flow
+$1.64B
Cap. Flow %
37.93%
Top 10 Hldgs %
46.96%
Holding
858
New
275
Increased
472
Reduced
52
Closed
28

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$284M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$164M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$106M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$92.2M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$47.6M

Top Sells

Rank Stock Value
1
PAYC icon
Paycom
PAYC
+$2.73M
2
ROP icon
Roper Technologies
ROP
+$1.82M
3
AAPL icon
Apple
AAPL
+$1.61M
4
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$954K
5
CELG
Celgene Corp
CELG
+$919K

Sector Composition

Rank Sector Weight
1 Technology 2.65%
2 Financials 2.32%
3 Healthcare 1.59%
4 Energy 1.43%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
651
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$277K 0.01%
+2,522
New +$279K
BALL icon
652
Ball Corp
BALL
$17.5B
$276K 0.01%
4,268
+801
+23% +$54.3K
DXJ icon
653
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$275K 0.01%
5,123
+1,157
+29% +$61.8K
FRI icon
654
First Trust S&P REIT Index Fund
FRI
$193M
$275K 0.01%
+10,503
New +$277K
PDT
655
John Hancock Premium Dividend Fund
PDT
$635M
$275K 0.01%
15,296
– –
CALM icon
656
Cal-Maine
CALM
$4.43B
$274K 0.01%
6,405
– –
WEC icon
657
WEC Energy
WEC
$36.3B
$274K 0.01%
+2,991
New +$273K
GDV icon
658
Gabelli Dividend & Income Trust
GDV
$2.59B
$272K 0.01%
12,396
+31
+0.3% +$650
EMN icon
659
Eastman Chemical
EMN
$7.69B
$270K 0.01%
3,400
-2,265
-40% -$174K
ELV icon
660
Elevance Health
ELV
$81.5B
$268K 0.01%
+877
New +$241K
IBND icon
661
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$457M
$268K 0.01%
+7,854
New +$264K
OLED icon
662
Universal Display
OLED
$3.75B
$267K 0.01%
1,301
+85
+7% +$16.1K
TAN icon
663
Invesco Solar ETF
TAN
$1.37B
$267K 0.01%
8,686
+130
+2% +$3.76K
ZTS icon
664
Zoetis
ZTS
$32.7B
$267K 0.01%
+2,013
New +$250K
HIE
665
DELISTED
Miller/Howard High Income Equity Fund
HIE
$267K 0.01%
23,452
+12,113
+107% +$138K
RF icon
666
Regions Financial
RF
$26.4B
$266K 0.01%
15,394
+3,362
+28% +$55.4K
PACW
667
DELISTED
PacWest Bancorp
PACW
$266K 0.01%
6,971
+728
+12% +$27.4K
VVR icon
668
Invesco Senior Income Trust
VVR
$456M
$265K 0.01%
61,776
+8,533
+16% +$35.6K
PCI
669
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$265K 0.01%
+10,625
New +$267K
RORE
670
DELISTED
Hartford Multifactor REIT ETF
RORE
$265K 0.01%
16,262
+219
+1% +$3.6K
BSRR icon
671
Sierra Bancorp
BSRR
$532M
$262K 0.01%
9,039
-3,883
-30% -$107K
NCA icon
672
Nuveen California Municipal Value Fund
NCA
$298M
$262K 0.01%
+24,639
New +$258K
ICLN icon
673
iShares Global Clean Energy ETF
ICLN
$2.22B
$261K 0.01%
22,048
+4,579
+26% +$50.4K
VIOO icon
674
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.12B
$261K 0.01%
+3,444
New +$253K
FTLS icon
675
First Trust Long/Short Equity ETF
FTLS
$2.44B
$259K 0.01%
+6,096
New +$255K
25 26
27
28 29

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, Avantax Advisory Services held 858 positions worth $4.31B, up 74% from $2.47B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Avantax Advisory Services deployed $1.64B of net new capital in Q4 2019, opening 275 new positions and adding to 472 existing holdings. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, down from 3.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.61M trimmed.

  • Avantax Advisory Services's largest Q4 2019 buy was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $284M increase.
  • Avantax Advisory Services's biggest Q4 2019 reduction was Apple, cutting an estimated $1.61M.
  • Avantax Advisory Services fully exited Paycom in Q4 2019, selling an estimated $2.73M.
  • Avantax Advisory Services's ten largest holdings make up 47% of its $4.31B portfolio in Q4 2019.
  • Avantax Advisory Services opened 275 new positions and closed 28 in Q4 2019.
  • Avantax Advisory Services's portfolio value rose 74% quarter-over-quarter to $4.31B.

Based on Avantax Advisory Services's 13F filing for Q4 2019, filed 14 Feb 2020.