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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKF icon
626
ARK Blockchain & Fintech Innovation ETF
ARKF
$726M
$639K 0.01%
12,944
-757
-6% -$39.5K
EVA
627
DELISTED
Enviva Inc.
EVA
$639K 0.01%
11,846
-482
-4% -$25.9K
DFUS
628
Dimensional US Equity ETF
DFUS
$21.2B
$636K 0.01%
13,507
-192
-1% -$9.29K
IBB icon
629
iShares Biotechnology ETF
IBB
$9.18B
$628K 0.01%
3,892
+516
+15% +$86.8K
DWX icon
630
State Street SPDR S&P International Dividend ETF
DWX
$527M
$627K 0.01%
16,537
+1,580
+11% +$62.9K
IDLV icon
631
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$627K 0.01%
20,477
+90
+0.4% +$2.85K
CMI icon
632
Cummins
CMI
$89.5B
$626K 0.01%
2,805
+167
+6% +$39.1K
OKTA icon
633
Okta
OKTA
$24.6B
$624K 0.01%
2,621
+612
+30% +$152K
CAPD
634
DELISTED
iPath Shiller CAPE ETN
CAPD
$621K 0.01%
29,450
– –
OTIS icon
635
Otis Worldwide
OTIS
$27.5B
$619K 0.01%
7,618
+982
+15% +$86.3K
OEF icon
636
iShares S&P 100 ETF
OEF
$20.1B
$618K 0.01%
3,122
+1,139
+57% +$231K
BIIB icon
637
Biogen
BIIB
$29.8B
$617K 0.01%
2,175
+648
+42% +$212K
POWA icon
638
Invesco Bloomberg Pricing Power ETF
POWA
$179M
$617K 0.01%
9,340
– –
DFAS icon
639
Dimensional US Small Cap ETF
DFAS
$15.5B
$615K 0.01%
10,709
+997
+10% +$57.5K
NUSC icon
640
Nuveen ESG Small-Cap ETF
NUSC
$1.31B
$615K 0.01%
14,134
+1,492
+12% +$65.8K
HEDJ icon
641
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.86B
$614K 0.01%
16,184
-1,364
-8% -$53.5K
DON icon
642
WisdomTree US MidCap Dividend Fund
DON
$4.06B
$613K 0.01%
14,860
+360
+2% +$15.1K
MMP
643
DELISTED
Magellan Midstream Partners, L.P.
MMP
$612K 0.01%
13,395
+3,008
+29% +$143K
NVG icon
644
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$610K 0.01%
35,523
+3,078
+9% +$54.7K
FE icon
645
FirstEnergy
FE
$28B
$608K 0.01%
17,023
-5,926
-26% -$225K
BC icon
646
Brunswick
BC
$5.16B
$607K 0.01%
6,357
+132
+2% +$13.1K
TSN icon
647
Tyson Foods
TSN
$21B
$607K 0.01%
7,647
+953
+14% +$71.9K
DFS
648
DELISTED
Discover Financial Services
DFS
$606K 0.01%
4,924
+553
+13% +$69.3K
AVUS icon
649
Avantis US Equity ETF
AVUS
$14.2B
$605K 0.01%
+8,203
New +$617K
DOL icon
650
WisdomTree True Developed International Fund
DOL
$832M
$605K 0.01%
12,723
+1,217
+11% +$60.6K
24 25
26
27 28

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.